Form 4 for ALK ALASKA AIR GROUP, INC.
Accepted 2024-03-21 00:00:00 ET · period of report 2024-03-19 · accession 0001999104-24-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-21 | 2024-03-20 | ALK | Berry Jason M | Pres, Horizon Air | M - OptEx | $0.00 | +696 | 939 | +286% | $0 |
| D | 2024-03-21 | 2024-03-20 | ALK | Berry Jason M | Pres, Horizon Air | F - Tax | $38.78 | -170 | 769 | -18% | -$6,593 |
| D | 2024-03-21 | 2024-03-20 | ALK | Berry Jason M | Pres, Horizon Air | M - OptEx | $0.00 | -696 | 1,394 | -33% | $0 |
| D | 2024-03-21 | 2024-03-19 | ALK | Berry Jason M | Pres, Horizon Air | A - Grant | $0.00 | +8,180 | 8,180 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2024-03-20 | M | A | 696 | $0.00 | 939 | D | — | — | (F1) Each restricted stock unit (RSUs) represents a contingent right to receive one share of ALK common stock. |
| 2 | Common | COMMON STOCK | 2024-03-20 | F | D | 170 | $38.78 | 769 | D | — | — | (F2) The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person. |
| 3 | Derivative | RESTRICTED STOCK UNITS | 2024-03-20 | M | D | 696 | $0.00 | 1,394 | D | — · — to — | 696 COMMON STOCK | (F1) Each restricted stock unit (RSUs) represents a contingent right to receive one share of ALK common stock. (F4) The RSUs vesting were from a grant of 2,090 shares that vested as to 696 shares on March 20, 2024; and that will vest as to 697 shares on March 20, 2025, and as to 697 shares on March 20, 2026. |
| 4 | Derivative | RESTRICTED STOCK UNITS | 2024-03-19 | A | A | 8,180 | $0.00 | 8,180 | D | — · — to — | 8,180 COMMON STOCK | (F1) Each restricted stock unit (RSUs) represents a contingent right to receive one share of ALK common stock. (F3) The RSUs vest in three annual installments as follows: 2,726 shares on February 13, 2025; 2,727 shares on February 13, 2026; and 2,727 shares on February 13, 2027. |