Form 4 for LEVI LEVI STRAUSS & CO

Accepted 2023-11-13 00:00:00 ET · period of report 2023-11-09 · accession 0001999371-23-000151 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2023-11-13	2023-11-09	LEVI	ECKERT ROBERT	Dir	A - Grant	$0.00	+147	61.2K	+0.2%	$0
D	2023-11-13	2023-11-09	LEVI	ECKERT ROBERT	Dir	A - Grant	$0.00	+354	217.0K	+0.2%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Class A Common Stock	2023-11-09	A	A	147	$0.00	61,218	D	—	—	(F1) Represents dividend equivalent rights (DER), each of which represents a contingent right to receive one share of the issuer's Class A Common Stock upon settlement. With respect to 3 of the DERs, the DERs shall vest in a series of three equal installments on the dates that are 13, 24 and 36 months following the date of grant. With respect to 144 of the DERs, the DERs shall vest as to 100% of the shares on the earlier of the day before the next Annual Stockholder Meeting or the first anniversary of the date of grant. Certain of the shares of the underlying Class A Common Stock issuable pursuant to the DERs are subject to a deferral delivery feature.
2	Derivative	Class B Common Stock	2023-11-09	A	A	354	$0.00	216,998	D	$0.00 · — to —	354 Class A Common Stock	(F3) Represents DERs, each of which represents a contingent right to receive one share of the issuer's Class B Common Stock upon settlement. The DERs are fully vested. The underlying shares of Class B Common Stock issuable pursuant to the DERs are subject to a deferral delivery feature. (F2) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.