Form 4 for LEVI LEVI STRAUSS & CO
Accepted 2024-01-25 00:00:00 ET · period of report 2024-01-23 · accession 0001999371-24-000873 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-01-25 | 2024-01-23 | LEVI | Bergh Charles V | Pres, CEO, Dir | A - Grant | $0.00 | +160.2K | 2.12M | +8% | $0 |
| D | 2024-01-25 | 2024-01-23 | LEVI | Bergh Charles V | Pres, CEO, Dir | F - Tax | $15.75 | -76.7K | 2.04M | -4% | -$1.21M |
| DM | 2024-01-25 | 2024-01-24 | LEVI | Bergh Charles V | Pres, CEO, Dir | M - OptEx | $3.45 | 0 | 782.9K | New | $0 |
| D | 2024-01-25 | 2024-01-24 | LEVI | Bergh Charles V | Pres, CEO, Dir | D - Sale to Iss | $15.75 | -220.7K | 562.2K | -28% | -$3.48M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-01-23 | A | A | 160,186 | $0.00 | 2,115,711 | D | — | — | |
| 2 | Common | Class A Common Stock | 2024-01-23 | F | D | 76,731 | $15.75 | 2,038,980 | D | — | — | |
| 3 | Derivative | Stock Appreciation Rights | 2024-01-24 | M | D | 503,715 | $0.00 | 0 | D | $6.90 · — to 2024-02-01 | 503,715 Class B Common Stock | (F3) 100% of these stock appreciation rights are fully vested. |
| 4 | Derivative | Class B Common Stock | 2024-01-24 | M | A | 503,715 | $6.90 | 782,905 | D | — · — to — | 503,715 Class A Common Stock | (F4) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 5 | Derivative | Class B Common Stock | 2024-01-24 | D | D | 220,676 | $15.75 | 562,229 | D | — · — to — | 220,676 Class A Common Stock | (F4) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |