Form 4 for SII SPROTT INC.
Accepted 2024-09-17 00:00:00 ET · period of report 2024-09-12 · accession 0001999371-24-012034 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2024-09-17 | 2024-09-12+ | SII | RULE ARTHUR RICHARDS | 10% | D - Sale to Iss | $41.48 | -75.5K | 2.63M | -3% | -$3.13M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COM NEW | 2024-09-13 | D | D | 5,000 | $41.55 | 2,624,537 | I Held by Trust | — | — | (F1) Shares held by a trust established for the benefit of Mr. Rule and his Spouse. Mr. Rule and his Spouse serve as Trustees. |
| 2 | Common | COM NEW | 2024-09-13 | D | D | 3,920 | $41.55 | 2,629,537 | I Held by Trust | — | — | (F1) Shares held by a trust established for the benefit of Mr. Rule and his Spouse. Mr. Rule and his Spouse serve as Trustees. |
| 3 | Common | COM NEW | 2024-09-16 | D | D | 10,000 | $41.30 | 2,604,537 | I Held by Trust | — | — | (F1) Shares held by a trust established for the benefit of Mr. Rule and his Spouse. Mr. Rule and his Spouse serve as Trustees. |
| 4 | Common | COM NEW | 2024-09-12 | D | D | 41,610 | $41.45 | 2,638,457 | I Held by Trust | — | — | (F1) Shares held by a trust established for the benefit of Mr. Rule and his Spouse. Mr. Rule and his Spouse serve as Trustees. |
| 5 | Common | COM NEW | 2024-09-13 | D | D | 5,000 | $41.45 | 2,619,537 | I Held by Trust | — | — | (F1) Shares held by a trust established for the benefit of Mr. Rule and his Spouse. Mr. Rule and his Spouse serve as Trustees. |
| 6 | Common | COM NEW | 2024-09-13 | D | D | 5,000 | $41.48 | 2,614,537 | I Held by Trust | — | — | (F1) Shares held by a trust established for the benefit of Mr. Rule and his Spouse. Mr. Rule and his Spouse serve as Trustees. |
| 7 | Common | COM NEW | 2024-09-13 | D | D | 5,000 | $42.05 | 2,633,457 | I Held by Trust | — | — | (F1) Shares held by a trust established for the benefit of Mr. Rule and his Spouse. Mr. Rule and his Spouse serve as Trustees. |