Form 4 for EMPD Empery Digital Inc.
Accepted 2026-05-19 16:24:31 ET · period of report 2026-05-15 · accession 0001999371-26-011089 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2026-05-19 16:24 | 2026-05-15 | EMPD | Brown Tice | 10% | X - OptEx | $2.99 | +100.0K | 2.17M | +5% | +$299.0K |
| DI | 2026-05-19 16:24 | 2026-05-15 | EMPD | Brown Tice | 10% | X - OptEx | $0.00 | -1,000 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.00001 per share | 2026-05-15 | X | A | 100,000 | $2.99 | 2,173,494 | I By Woodmont Investing LLC | — | — | (F1) Represents the automatic exercise at expiration on May 15, 2026 of 1,000 call option contracts previously reported by the Reporting Persons. Each contract represented the right to purchase 100 shares of the Issuer's common stock at an exercise price of $2.99 per share. (F2) The closing of the derivative security position as a result of its automatic exercise at expiration and the acquisition of the underlying securities at a fixed exercise price are exempt from Section 16(b) pursuant to Rule 16b 6(b). (F1) Represents the automatic exercise at expiration on May 15, 2026 of 1,000 call option contracts previously reported by the Reporting Persons. Each contract represented the right to purchase 100 shares of the Issuer's common stock at an exercise price of $2.99 per share. (F2) The closing of the derivative security position as a result of its automatic exercise at expiration and the acquisition of the underlying securities at a fixed exercise price are exempt from Section 16(b) pursuant to Rule 16b 6(b). (F3) The securities are directly held by Woodmont Investing LLC. Mr. Brown, as the managing member of Woodmont Investing LLC, may be deemed to beneficially own such securities. Each Reporting Person disclaims beneficial ownership except to the extent of pecuniary interest. |
| 2 | Derivative | Long Call Option (right to buy) | 2026-05-15 | X | D | 1,000 | $0.00 | 0 | I By Woodmont Investing LLC | $2.99 · 2026-02-25 to 2026-05-15 | 100,000 Common Stock, par value $0.00001 per share | (F1) Represents the automatic exercise at expiration on May 15, 2026 of 1,000 call option contracts previously reported by the Reporting Persons. Each contract represented the right to purchase 100 shares of the Issuer's common stock at an exercise price of $2.99 per share. (F1) Represents the automatic exercise at expiration on May 15, 2026 of 1,000 call option contracts previously reported by the Reporting Persons. Each contract represented the right to purchase 100 shares of the Issuer's common stock at an exercise price of $2.99 per share. (F2) The closing of the derivative security position as a result of its automatic exercise at expiration and the acquisition of the underlying securities at a fixed exercise price are exempt from Section 16(b) pursuant to Rule 16b 6(b). (F1) Represents the automatic exercise at expiration on May 15, 2026 of 1,000 call option contracts previously reported by the Reporting Persons. Each contract represented the right to purchase 100 shares of the Issuer's common stock at an exercise price of $2.99 per share. (F2) The closing of the derivative security position as a result of its automatic exercise at expiration and the acquisition of the underlying securities at a fixed exercise price are exempt from Section 16(b) pursuant to Rule 16b 6(b). (F3) The securities are directly held by Woodmont Investing LLC. Mr. Brown, as the managing member of Woodmont Investing LLC, may be deemed to beneficially own such securities. Each Reporting Person disclaims beneficial ownership except to the extent of pecuniary interest. |