Form 4 for OABI OmniAb, Inc.
Accepted 2023-12-11 00:00:00 ET · period of report 2023-12-07 · accession 0002001011-23-000008 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-12-11 | 2023-12-07 | OABI | Berkman Charles S | CLO | F - Tax | $4.85 | -5,403 | 262.0K | -2% | -$26.2K |
| D | 2023-12-11 | 2023-12-07 | OABI | Berkman Charles S | CLO | M - OptEx | — | +15.6K | 267.4K | +6% | — |
| D | 2023-12-11 | 2023-12-07 | OABI | Berkman Charles S | CLO | M - OptEx | $0.00 | +15.6K | 126.4K | +14% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-07 | F | D | 5,403 | $4.85 | 261,956 | D | — | — | (F3) Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported restricted stock units ("RSUs"). |
| 2 | Common | Common Stock | 2023-12-07 | M | A | 15,622 | — | 267,359 | D | — | — | (F1) Represents Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in three substantially equal annual installments beginning on December 07, 2023, subject to the Reporting Person's continued service to the Issuer through each such vesting date. (F2) The Total amount of beneficially held securities includes non-reportable transactions post the reporting person's last ownership report. The balance was increased by 16,695 shares acquired on May 31, 2023, and 4,051 shares acquired on November 30, 2023, from the Issuer's Employee Stock Purchase Plan (ESPP). It was concurrently reduced by the transfer of 41,591 OABI common stock shares to the reporting person's ex-spouse per a domestic relations order. Additionally, the reporting person transferred the option to purchase 50,004 OABI common stock shares, as previously reported in Table II, at varied exercise prices. The reporting person no longer reports as beneficially owned any securities owned by his ex-spouse. |
| 3 | Derivative | Restricted Stock Units | 2023-12-07 | M | A | 15,622 | $0.00 | 126,360 | D | $0.00 · — to — | 15,622 Common Stock | (F1) Represents Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in three substantially equal annual installments beginning on December 07, 2023, subject to the Reporting Person's continued service to the Issuer through each such vesting date. |