Form 4 for OABI OmniAb, Inc.
Accepted 2023-12-11 00:00:00 ET · period of report 2023-12-07 · accession 0002001011-23-000010 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-12-11 | 2023-12-07 | OABI | GUSTAFSON KURT A | CFO, Executive VP, Fin | M - OptEx | — | +46.5K | 174.8K | +36% | — |
| D | 2023-12-11 | 2023-12-07 | OABI | GUSTAFSON KURT A | CFO, Executive VP, Fin | F - Tax | $4.85 | -16.1K | 158.7K | -9% | -$78.0K |
| D | 2023-12-11 | 2023-12-07 | OABI | GUSTAFSON KURT A | CFO, Executive VP, Fin | M - OptEx | $0.00 | -46.5K | 180.1K | -21% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-07 | M | A | 46,503 | — | 174,786 | D | — | — | (F1) Represents Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in three substantially equal annual installments beginning on December 07, 2023, subject to the Reporting Person's continued service to the Issuer through each such vesting date. (F2) The total includes 8,334 shares acquired on May 31, 2023, and 11,160 shares acquired on November 30, 2023, through the Issuer's Employee Stock Purchase Plan (ESPP). |
| 2 | Common | Common Stock | 2023-12-07 | F | D | 16,081 | $4.85 | 158,705 | D | — | — | (F3) Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported restricted stock units ("RSUs"). |
| 3 | Derivative | Restricted Stock Units | 2023-12-07 | M | D | 46,503 | $0.00 | 180,124 | D | $0.00 · — to — | 46,503 Common Stock | (F1) Represents Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in three substantially equal annual installments beginning on December 07, 2023, subject to the Reporting Person's continued service to the Issuer through each such vesting date. |