Form 4 for OABI OmniAb, Inc.
Accepted 2024-02-20 00:00:00 ET · period of report 2024-02-15 · accession 0002001011-24-000020 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-02-20 | 2024-02-15 | OABI | Berkman Charles S | CLO | F - Tax | $5.54 | -7,609 | 282.4K | -3% | -$42.2K |
| DM | 2024-02-20 | 2024-02-15 | OABI | Berkman Charles S | CLO | M - OptEx | — | +21.3K | 287.9K | +8% | — |
| DM | 2024-02-20 | 2024-02-15 | OABI | Berkman Charles S | CLO | M - OptEx | $0.00 | -21.3K | 87.5K | -20% | $0 |
| DM | 2024-02-20 | 2024-02-16 | OABI | Berkman Charles S | CLO | A - Grant | $0.00 | +284.4K | 243.8K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-15 | F | D | 2,034 | $5.54 | 286,030 | D | — | — | (F3) Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported RSUs. |
| 2 | Common | Common Stock | 2024-02-15 | M | A | 5,698 | — | 288,064 | D | — | — | (F4) Represents the vesting of an RSU grant which occurs in two substantially equal annual installments beginning on February 15, 2023, as per the terms of the November 2022 Business Combination. (F2) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. |
| 3 | Common | Common Stock | 2024-02-15 | F | D | 5,575 | $5.54 | 282,366 | D | — | — | (F3) Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported RSUs. |
| 4 | Common | Common Stock | 2024-02-15 | M | A | 15,624 | — | 287,941 | D | — | — | (F1) Represents the vesting of an RSU grant which occurs in three substantially equal annual installments beginning on February 15, 2023, as per the terms of the November 2022 Business Combination. (F2) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. |
| 5 | Derivative | Restricted Stock Units | 2024-02-15 | M | D | 15,624 | $0.00 | 93,180 | D | $0.00 · — to — | 15,624 Common Stock | (F2) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. (F1) Represents the vesting of an RSU grant which occurs in three substantially equal annual installments beginning on February 15, 2023, as per the terms of the November 2022 Business Combination. |
| 6 | Derivative | Restricted Stock Units | 2024-02-15 | M | D | 5,698 | $0.00 | 87,482 | D | $0.00 · — to — | 5,698 Common Stock | (F2) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. (F4) Represents the vesting of an RSU grant which occurs in two substantially equal annual installments beginning on February 15, 2023, as per the terms of the November 2022 Business Combination. |
| 7 | Derivative | Restricted Stock Units | 2024-02-16 | A | A | 40,625 | $0.00 | 128,107 | D | $0.00 · — to — | 40,625 Common Stock | (F2) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. (F5) The RSU grant vests in three substantially equal annual installments beginning on February 16, 2025. |
| 8 | Derivative | Stock Option (right to buy) | 2024-02-16 | A | A | 243,750 | $0.00 | 243,750 | D | $5.64 · — to 2034-02-16 | 243,750 Common Stock | (F6) The Stock Option grant vests and is exercisable as to 12.5% of the underlying shares 6 months after the grant date, and in 42 substantially equal monthly installments thereafter. |