Form 4 for OABI OmniAb, Inc.
Accepted 2024-04-09 00:00:00 ET · period of report 2024-04-07 · accession 0002001011-24-000044 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-04-09 | 2024-04-08 | OABI | Berkman Charles S | CLO | S - Sale+OE | $5.27 | -6,954 | 292.6K | -2% | -$36.6K |
| D | 2024-04-09 | 2024-04-07 | OABI | Berkman Charles S | CLO | M - OptEx | — | +13.5K | 299.6K | +5% | — |
| D | 2024-04-09 | 2024-04-07 | OABI | Berkman Charles S | CLO | M - OptEx | $0.00 | -13.5K | 114.6K | -11% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-04-08 | S | D | 6,954 | $5.27 | 292,617 | D | — | — | (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.205 to $5.345. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 2 | Common | Common Stock | 2024-04-07 | M | A | 13,541 | — | 299,571 | D | — | — | (F1) Represents the vesting of an RSU grant which occurs in three substantially equal annual installments beginning on April 7, 2024. (F2) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. |
| 3 | Derivative | Restricted Stock Units | 2024-04-07 | M | D | 13,541 | $0.00 | 114,566 | D | $0.00 · — to — | 13,541 Common Stock | (F2) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. (F1) Represents the vesting of an RSU grant which occurs in three substantially equal annual installments beginning on April 7, 2024. |