Form 4 for GNW GENWORTH FINANCIAL INC
Accepted 2026-07-14 16:15:26 ET · period of report 2026-07-13 · accession 0002012721-26-000006 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-07-14 16:15 | 2026-07-13 | GNW | Shah Samir B. | Pres, CEO, CareScout | M - OptEx | — | +16.0K | 131.9K | +14% | — |
| D | 2026-07-14 16:15 | 2026-07-13 | GNW | Shah Samir B. | Pres, CEO, CareScout | F - Tax | $9.47 | -8,160 | 123.8K | -6% | -$77.3K |
| D | 2026-07-14 16:15 | 2026-07-13 | GNW | Shah Samir B. | Pres, CEO, CareScout | M - OptEx | $0.00 | -16.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-07-13 | M | A | 15,965 | — | 131,919 | D | — | — | (F1) Restricted Stock Units settle in Common Stock on a 1:1 basis. |
| 2 | Common | Common Stock | 2026-07-13 | F | D | 8,160 | $9.47 | 123,759 | D | — | — | (F2) The Company withheld shares of Common Stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on July 13, 2026. |
| 3 | Derivative | Restricted Stock Units | 2026-07-13 | M | D | 15,965 | $0.00 | 0 | D | — · — to — | 15,965 Common Stock | (F1) Restricted Stock Units settle in Common Stock on a 1:1 basis. (F3) Restricted Stock Units vested and converted to Common Stock on July 13, 2026. (F3) Restricted Stock Units vested and converted to Common Stock on July 13, 2026. |