Form 4 for FNKO Funko, Inc.
Accepted 2026-08-11 16:13:52 ET · period of report 2026-08-07 · accession 0002014560-26-000008 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMT | 2026-08-11 16:13 | 2026-08-07+ | FNKO | Le Pendeven Yves | CFO | S - Sale+OE | $6.92 | -14.3K | 46.8K | -23% | -$98.7K |
| DT | 2026-08-11 16:13 | 2026-08-08 | FNKO | Le Pendeven Yves | CFO | M - OptEx | $0.00 | +2,950 | 47.9K | +7% | $0 |
| DT | 2026-08-11 16:13 | 2026-08-08 | FNKO | Le Pendeven Yves | CFO | M - OptEx | $0.00 | -2,950 | 5,900 | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | CLASS A COMMON STOCK | 2026-08-07 | S | D | 13,138 | $7.00 | 44,936 | D | — | — | (F1) Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 13, 2025 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.000 to $7.010, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 2 | Common | CLASS A COMMON STOCK | 2026-08-08 | M | A | 2,950 | $0.00 | 47,886 | D | — | — | (F3) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. |
| 3 | Common | CLASS A COMMON STOCK | 2026-08-10 | S | D | 1,117 | $6.00 | 46,769 | D | — | — | (F4) Shares were sold to cover taxes upon the vesting of restricted stock units pursuant to a Rule 10b5-1 sell to cover instruction dated June 14, 2023. (F5) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.94 to $6.08, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 4 | Derivative | Restricted Stock Units | 2026-08-08 | M | D | 2,950 | $0.00 | 5,900 | D | — · — to — | 2,950 CLASS A COMMON STOCK | (F3) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. (F6) The original grant of 11,800 RSUs has vested or will vest in four equal installments on each of the first through fourth anniversaries of August 8, 2024, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. (F6) The original grant of 11,800 RSUs has vested or will vest in four equal installments on each of the first through fourth anniversaries of August 8, 2024, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. |