Form 4 for ROK Rockwell Automation
Accepted 2025-12-10 00:00:00 ET · period of report 2025-12-08 · accession 0002016350-25-000008 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-12-10 | 2025-12-09 | ROK | Bulho Matheus De A G Viera | SVP Software, Control | M - OptEx | $134.17 | +2,496 | 2,055 | New | +$334.9K |
| DM | 2025-12-10 | 2025-12-08+ | ROK | Bulho Matheus De A G Viera | SVP Software, Control | S - Sale+OE | $402.37 | -2,059 | 1,670 | -55% | -$828.5K |
| DM | 2025-12-10 | 2025-12-09 | ROK | Bulho Matheus De A G Viera | SVP Software, Control | M - OptEx | $134.17 | -2,496 | 0 | -100% | -$334.9K |
| DM | 2025-12-10 | 2025-12-08 | ROK | Bulho Matheus De A G Viera | SVP Software, Control | A - Grant | $0.00 | +14.5K | 11.3K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-12-09 | M | A | 1,289 | $259.81 | 3,344 | D | — | — | |
| 2 | Common | Common Stock | 2025-12-09 | S | D | 707 | $402.20 | 2,637 | D | — | — | (F4) Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $401.7850 to $402.71. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. |
| 3 | Common | Common Stock | 2025-12-09 | S | D | 561 | $403.53 | 2,076 | D | — | — | (F5) Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $403.0950 to $404.06. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. |
| 4 | Common | Common Stock | 2025-12-09 | S | D | 21 | $404.11 | 2,055 | D | — | — | (F6) Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $404.11 to $404.19. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. |
| 5 | Common | Common Stock | 2025-12-09 | M | A | 822 | $0.00 | 2,877 | D | — | — | |
| 6 | Common | Common Stock | 2025-12-10 | S | D | 108 | $400.54 | 2,769 | D | — | — | (F8) Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $400.4050 to $400.60. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. |
| 7 | Common | Common Stock | 2025-12-10 | S | D | 200 | $401.85 | 2,569 | D | — | — | (F9) Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $401.47 to $402.22. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. |
| 8 | Common | Common Stock | 2025-12-10 | S | D | 132 | $403.00 | 2,437 | D | — | — | (F10) Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $402.81 to $403.57. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. |
| 9 | Common | Common Stock | 2025-12-10 | S | D | 36 | $403.81 | 2,401 | D | — | — | |
| 10 | Common | Common Stock | 2025-12-08 | S | D | 279 | $400.96 | 1,685 | D | — | — | (F2) Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $400.4050 to $401.40. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. |
| 11 | Common | Common Stock | 2025-12-08 | S | D | 15 | $401.85 | 1,670 | D | — | — | |
| 12 | Common | Common Stock | 2025-12-09 | M | A | 385 | $0.00 | 2,055 | D | — | — | |
| 13 | Derivative | Performance Shares | 2025-12-09 | M | D | 822 | $0.00 | 0 | D | — · 2025-12-09 to 2025-12-09 | 822 Common Stock | (F16) Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). |
| 14 | Derivative | Restricted Stock Units | 2025-12-09 | M | D | 385 | $0.00 | 0 | D | — · 2023-12-09 to 2025-12-09 | 385 Common Stock | (F14) Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. (F15) The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. |
| 15 | Derivative | Restricted Stock Units | 2025-12-08 | A | A | 3,282 | $0.00 | 3,282 | D | — · 2026-12-08 to 2028-12-08 | 3,282 Common Stock | (F14) Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. (F15) The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. |
| 16 | Derivative | Employee Stock Option (Right to Buy) | 2025-12-08 | A | A | 11,267 | $0.00 | 11,267 | D | $402.22 · 2026-12-08 to 2035-12-08 | 11,267 Common Stock | (F13) The options vest in three substantially equal annual installments beginning on date exercisable. |
| 17 | Derivative | Employee Stock Option (Right to Buy) | 2025-12-09 | M | D | 1,289 | $259.81 | 0 | D | $259.81 · 2023-12-09 to 2032-12-09 | 1,289 Common Stock | (F13) The options vest in three substantially equal annual installments beginning on date exercisable. |