Form 4 for GS Goldman Sachs
Accepted 2025-01-23 00:00:00 ET · period of report 2025-01-21 · accession 0002021544-25-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-01-23 | 2025-01-21 | GS | HALIO CAREY | Gbl Treas | S - Sale+OE | $624.67 | -1,545 | 8,192 | -16% | -$965.1K |
| D | 2025-01-23 | 2025-01-21 | GS | HALIO CAREY | Gbl Treas | F - Tax | $625.94 | -2,724 | 9,737 | -22% | -$1.71M |
| D | 2025-01-23 | 2025-01-21 | GS | HALIO CAREY | Gbl Treas | M - OptEx | — | +5,589 | 12.5K | +81% | — |
| D | 2025-01-23 | 2025-01-21 | GS | HALIO CAREY | Gbl Treas | M - OptEx | — | -5,589 | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 per share | 2025-01-21 | S | D | 90 | $621.75 | 9,018 | D | — | — | (F5) Reflects a weighted average sale price of $621.75 per share, at prices ranging from $621.48 to $621.75 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 2 | Common | Common Stock, par value $0.01 per share | 2025-01-21 | S | D | 45 | $633.62 | 8,465 | D | — | — | (F10) Reflects a weighted average sale price of $633.62 per share, at prices ranging from $633.09 to $634.01 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 3 | Common | Common Stock, par value $0.01 per share | 2025-01-21 | S | D | 90 | $626.81 | 8,748 | D | — | — | (F7) Reflects a weighted average sale price of $626.81 per share, at prices ranging from $626.79 to $626.84 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 4 | Common | Common Stock, par value $0.01 per share | 2025-01-21 | S | D | 360 | $620.16 | 9,108 | D | — | — | (F4) Reflects a weighted average sale price of $620.16 per share, at prices ranging from $619.90 to $620.58 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 5 | Common | Common Stock, par value $0.01 per share | 2025-01-21 | S | D | 180 | $618.55 | 9,468 | D | — | — | (F3) Reflects a weighted average sale price of $618.55 per share, at prices ranging from $618.12 to $618.99 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 6 | Common | Common Stock, par value $0.01 per share | 2025-01-21 | S | D | 89 | $611.07 | 9,648 | D | — | — | |
| 7 | Common | Common Stock, par value $0.01 per share | 2025-01-21 | F | D | 2,724 | $625.94 | 9,737 | D | — | — | (F2) Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. |
| 8 | Common | Common Stock, par value $0.01 per share | 2025-01-21 | M | A | 5,589 | — | 12,461 | D | — | — | (F1) On January 21, 2025, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2024 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2024 compensation. |
| 9 | Common | Common Stock, par value $0.01 per share | 2025-01-21 | S | D | 195 | $628.87 | 8,553 | D | — | — | (F8) Reflects a weighted average sale price of $628.87 per share, at prices ranging from $628.44 to $629.29 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 10 | Common | Common Stock, par value $0.01 per share | 2025-01-21 | S | D | 43 | $631.51 | 8,510 | D | — | — | (F9) Reflects a weighted average sale price of $631.51 per share, at prices ranging from $631.06 to $632.05 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 11 | Common | Common Stock, par value $0.01 per share | 2025-01-21 | S | D | 180 | $623.16 | 8,838 | D | — | — | (F6) Reflects a weighted average sale price of $623.16 per share, at prices ranging from $622.71 to $623.62 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 12 | Common | Common Stock, par value $0.01 per share | 2025-01-21 | S | D | 228 | $634.71 | 8,237 | D | — | — | (F11) Reflects a weighted average sale price of $634.71 per share, at prices ranging from $634.23 to $634.84 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 13 | Common | Common Stock, par value $0.01 per share | 2025-01-21 | S | D | 45 | $635.29 | 8,192 | D | — | — | |
| 14 | Derivative | Restricted Stock Units | 2025-01-21 | M | D | 5,589 | — | 0 | D | — · — to — | 5,589 Common Stock, par value $0.01 per share | (F1) On January 21, 2025, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2024 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2024 compensation. |