Form 4 for SOFI SoFi Technologies, Inc.
Accepted 2025-12-17 00:00:00 ET · period of report 2025-12-15 · accession 0002028884-25-000005 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-12-17 | 2025-12-15 | SOFI | Simcock Stephen | GC | M - OptEx | — | +77.9K | 280.6K | +38% | — |
| D | 2025-12-17 | 2025-12-16 | SOFI | Simcock Stephen | GC | F - Tax | $26.26 | -44.7K | 235.8K | -16% | -$1.18M |
| DM | 2025-12-17 | 2025-12-15 | SOFI | Simcock Stephen | GC | M - OptEx | $0.00 | -77.9K | 84.9K | -48% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-12-15 | M | A | 71,353 | — | 274,048 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. |
| 2 | Common | Common Stock | 2025-12-15 | M | A | 6,534 | — | 280,582 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. |
| 3 | Common | Common Stock | 2025-12-16 | F | D | 44,749 | $26.26 | 235,833 | D | — | — | (F2) Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. |
| 4 | Derivative | Restricted Stock Unit | 2025-12-15 | M | D | 71,353 | $0.00 | 713,532 | D | — · — to — | 71,353 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. (F3) Represents the settlement of a portion of RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on July 10, 2024. |
| 5 | Derivative | Restricted Stock Unit | 2025-12-15 | M | D | 6,534 | $0.00 | 84,940 | D | — · — to — | 6,534 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. (F4) Represents the settlement of a portion of RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025. |