Form 4 for SCHW Charles Schwab Corporation
Accepted 2025-11-14 00:00:00 ET · period of report 2025-11-12 · accession 0002028977-25-000015 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2025-11-14 | 2025-11-12 | SCHW | Beatty Jonathan S | MD, Head of Advisor Services | S - Sale+OE | $98.00 | -3,072 | 11.9K | -20% | -$301.1K |
| D | 2025-11-14 | 2025-11-12 | SCHW | Beatty Jonathan S | MD, Head of Advisor Services | M - OptEx | $46.39 | +3,072 | 43.3K | +8% | +$142.5K |
| D | 2025-11-14 | 2025-11-12 | SCHW | Beatty Jonathan S | MD, Head of Advisor Services | M - OptEx | $0.00 | -3,072 | 4,000 | -43% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-11-12 | S | D | 3,072 | $98.00 | 11,923 | I | — | — | (F1) Reflects the contribution of 3,072 shares received upon exercise of the option to a trust. |
| 2 | Common | Common Stock | 2025-11-12 | M | A | 3,072 | $46.39 | 43,340 | D by Trust | — | — | (F1) Reflects the contribution of 3,072 shares received upon exercise of the option to a trust. |
| 3 | Derivative | Nonqualified Stock Option (right to buy) | 2025-11-12 | M | D | 3,072 | $0.00 | 4,000 | D | $46.39 · — to 2028-11-01 | 3,072 Common Stock | (F3) The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date. |