Form 4 for BKKT Bakkt, Inc.
Accepted 2024-12-19 00:00:00 ET · period of report 2024-12-17 · accession 0002030505-24-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-12-19 | 2024-12-17 | BKKT | Henderson Joseph Sean-Walsh | CAO | A - Grant | $0.00 | +6,546 | 7,346 | +818% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-12-17 | A | A | 6,546 | $0.00 | 7,346 | D | — | — | (F1) These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. 100% of the RSUs shall vest on December 18, 2025, provided that the reporting person continues to be employed by the issuer through such date. (F2) Includes 7,346 shares of Class A Common Stock subject to RSU awards that remain subject to vesting. |