Form 4 for SOFI SoFi Technologies, Inc.
Accepted 2026-03-18 00:00:00 ET · period of report 2026-03-16 · accession 0002032458-26-000009 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-03-18 | 2026-03-17 | SOFI | Keough Kelli | EVP, GBUL, SIPS | F - Tax | $17.62 | -63.1K | 352.8K | -15% | -$1.11M |
| DM | 2026-03-18 | 2026-03-16 | SOFI | Keough Kelli | EVP, GBUL, SIPS | M - OptEx | — | +122.2K | 376.4K | +48% | — |
| DM | 2026-03-18 | 2026-03-16 | SOFI | Keough Kelli | EVP, GBUL, SIPS | M - OptEx | $0.00 | -122.2K | 211.8K | -37% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-03-17 | F | D | 63,145 | $17.62 | 352,768 | D | — | — | (F2) Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. |
| 2 | Common | Common Stock | 2026-03-16 | M | A | 13,068 | — | 415,913 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. |
| 3 | Common | Common Stock | 2026-03-16 | M | A | 26,477 | — | 402,845 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. |
| 4 | Common | Common Stock | 2026-03-16 | M | A | 82,643 | — | 376,368 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. |
| 5 | Derivative | Restricted Stock Unit | 2026-03-16 | M | D | 13,068 | $0.00 | 156,812 | D | — · — to — | 13,068 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. (F4) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025. |
| 6 | Derivative | Restricted Stock Unit | 2026-03-16 | M | D | 82,643 | $0.00 | 330,572 | D | — · — to — | 82,643 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. (F3) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 3 filed on August 2, 2024. |
| 7 | Derivative | Restricted Stock Unit | 2026-03-16 | M | D | 26,477 | $0.00 | 211,814 | D | — · — to — | 26,477 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. (F3) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 3 filed on August 2, 2024. |