Form 4 for SOFI SoFi Technologies, Inc.
Accepted 2026-09-16 19:45:29 ET · period of report 2026-09-14 · accession 0002032458-26-000026 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2026-09-16 19:45 | 2026-09-14 | SOFI | Keough Kelli | EVP, GBUL, SIPS | M - OptEx | — | +127.9K | 484.3K | +36% | — |
| D | 2026-09-16 19:45 | 2026-09-15 | SOFI | Keough Kelli | EVP, GBUL, SIPS | F - Tax | $17.28 | -66.0K | 418.3K | -14% | -$1.14M |
| DM | 2026-09-16 19:45 | 2026-09-14 | SOFI | Keough Kelli | EVP, GBUL, SIPS | M - OptEx | $0.00 | -127.9K | 79.5K | -62% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-09-14 | M | A | 82,643 | — | 439,085 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. |
| 2 | Common | Common Stock | 2026-09-14 | M | A | 26,476 | — | 465,561 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. |
| 3 | Common | Common Stock | 2026-09-14 | M | A | 13,067 | — | 478,628 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. |
| 4 | Common | Common Stock | 2026-09-14 | M | A | 5,681 | — | 484,309 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. |
| 5 | Common | Common Stock | 2026-09-15 | F | D | 66,033 | $17.28 | 418,276 | D | — | — | (F2) Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. |
| 6 | Derivative | Restricted Stock Unit | 2026-09-14 | M | D | 82,643 | $0.00 | 165,287 | D | — · — to — | 82,643 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. (F3) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 3 filed on August 2, 2024. (F3) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 3 filed on August 2, 2024. |
| 7 | Derivative | Restricted Stock Unit | 2026-09-14 | M | D | 26,476 | $0.00 | 158,861 | D | — · — to — | 26,476 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. (F3) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 3 filed on August 2, 2024. (F3) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 3 filed on August 2, 2024. |
| 8 | Derivative | Restricted Stock Unit | 2026-09-14 | M | D | 13,067 | $0.00 | 130,677 | D | — · — to — | 13,067 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. (F4) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025. (F4) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025. |
| 9 | Derivative | Restricted Stock Unit | 2026-09-14 | M | D | 5,681 | $0.00 | 79,541 | D | — · — to — | 5,681 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. (F5) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026. (F5) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026. |