Form 4 for SOFI SoFi Technologies, Inc.
Accepted 2026-08-19 19:31:56 ET · period of report 2026-08-17 · accession 0002034857-26-000012 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-08-19 19:31 | 2026-08-17 | SOFI | Schuppenhauer Eric | EVP GBUL Borrow | M - OptEx | — | +55.7K | 354.3K | +19% | — |
| D | 2026-08-19 19:31 | 2026-08-18 | SOFI | Schuppenhauer Eric | EVP GBUL Borrow | F - Tax | $18.00 | -23.7K | 330.6K | -7% | -$427.0K |
| D | 2026-08-19 19:31 | 2026-08-17 | SOFI | Schuppenhauer Eric | EVP GBUL Borrow | M - OptEx | $0.00 | -55.7K | 445.8K | -11% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-08-17 | M | A | 55,731 | — | 354,319.81 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. |
| 2 | Common | Common Stock | 2026-08-18 | F | D | 23,720 | $18.00 | 330,599.81 | D | — | — | (F2) Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person. |
| 3 | Derivative | Restricted Stock Unit | 2026-08-17 | M | D | 55,731 | $0.00 | 445,848 | D | — · — to — | 55,731 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. (F3) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 27, 2024. (F3) Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 27, 2024. |