Form 4 for BKKT Bakkt, Inc.
Accepted 2024-12-26 00:00:00 ET · period of report 2024-12-23 · accession 0002043681-24-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-12-26 | 2024-12-23 | BKKT | Baes Nicholas | COO | A - Grant | $0.00 | +49.9K | 76.2K | +190% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-12-23 | A | A | 49,907 | $0.00 | 76,198 | D | — | — | (F1) These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. These RSUs shall vest over three years with one-third (1/3) of such RSUs vesting on each anniversary of October 7, 2024, provided that the reporting person continues to be employed by the issuer through such date. (F2) Includes 73,888 shares of Class A Common Stock subject to RSUs that remain subject to vesting. |