Form 4 for BKKT Bakkt, Inc.
Accepted 2025-11-18 00:00:00 ET · period of report 2025-11-14 · accession 0002043681-25-000009 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-11-18 | 2025-11-14 | BKKT | Baes Nicholas | COO | F - Tax | $21.61 | -198 | 105.9K | -0.2% | -$4,279 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2025-11-14 | F | D | 198 | $21.61 | 105,945 | D | — | — | (F1) In connection with the exercising of Options on November 12, 2025, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on November 12, 2025. (F2) Includes 96,143 shares of Class A Common Stock subject to restricted stock units that remain subject to vesting. |