Form 4 for BKKT Bakkt, Inc.
Accepted 2026-05-18 16:57:53 ET · period of report 2026-05-15 · accession 0002062543-26-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-05-18 16:57 | 2026-05-15 | BKKT | Naheta Akshay Sudhir | CEO | M - OptEx | $10.00 | +33.6K | 9.09M | +0.4% | +$335.6K |
| D | 2026-05-18 16:57 | 2026-05-15 | BKKT | Naheta Akshay Sudhir | CEO | M - OptEx | $0.00 | -33.6K | 1.28M | -3% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2026-05-15 | M | A | 33,557 | $10.00 | 9,093,522 | D | — | — | (F1) Includes 803,861 Performance Stock Units that remain subject to certain vesting conditions |
| 2 | Derivative | Stock Option (right to buy) | 2026-05-15 | M | D | 33,557 | $0.00 | 1,275,168 | D | $10.00 · 2026-05-15 to — | 33,557 Class A Common Stock | (F2) Represent stock options to purchase shares of the Issuer's Class A Common Stock ("Options") granted on July 29, 2025. The Options are a commitment by the grantee to exercise a predetermined number of Options every quarter for eight quarters (the "Committed Options") at an exercise price per share equal to $10,00, which reflects the fair market value of a share of Class A Common Stock on the grant date. If the reporting person does not exercise the Committed Options in any quarter, then all remaining Options are forfeited. One-eighth of the Options will become exercisable each quarter (each, a "Quarterly Tranche"). The Committed Options are exercisable over a two-day period in the applicable quarter (the "Exercise Period"); provided that if the Exercise Period for a Quarterly Tranche occurs during a blackout period, then such Exercise Period shall instead be the next quarterly Exercise Period. |