InsiderTrades

Form 4 for AX Axos Financial, Inc.

Accepted 2025-09-17 00:00:00 ET · period of report 2025-09-15 · accession 0002065757-25-000002 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
DM 2025-09-17 2025-09-15 AX Watson Michael James EVP, Head of Axos Securities M - OptEx $90.29 +2,627 4,513 +139% +$237.2K
DM 2025-09-17 2025-09-15 AX Watson Michael James EVP, Head of Axos Securities D - Sale to Iss $90.29 -1,414 4,154 -25% -$127.7K
DM 2025-09-17 2025-09-15 AX Watson Michael James EVP, Head of Axos Securities M - OptEx $0.00 -2,627 11.4K -19% $0
D 2025-09-17 2025-09-15 AX Watson Michael James EVP, Head of Axos Securities A - Grant $0.00 +1,640 13.0K +14% $0

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2025-09-15 M A 1,055 $90.29 5,568 D — — (F1) Represents shares of Common Stock issued on September 15, 2025, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.
2 Common Common Stock 2025-09-15 D D 846 $90.29 4,722 D — — (F2) Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.
3 Common Common Stock 2025-09-15 D D 568 $90.29 4,154 D — — (F2) Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.
4 Common Common Stock 2025-09-15 M A 1,572 $90.29 4,513 D — — (F1) Represents shares of Common Stock issued on September 15, 2025, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.
5 Derivative Restricted Stock Units 2025-09-15 M D 1,572 $0.00 12,443 D $0.00 · — to — 1,572 Common Stock (F3) The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. (F4) Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. (F5) The RSUs vest as to one-third of the shares on each anniversary date of grant.
6 Derivative Restricted Stock Units 2025-09-15 A A 1,640 $0.00 13,028 D $0.00 · — to — 1,640 Common Stock (F6) Grant to the reporting person on September 15, 2025 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan. (F4) Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. (F5) The RSUs vest as to one-third of the shares on each anniversary date of grant.
7 Derivative Restricted Stock Units 2025-09-15 M D 1,055 $0.00 11,388 D $0.00 · — to — 1,055 Common Stock (F3) The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. (F4) Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. (F5) The RSUs vest as to one-third of the shares on each anniversary date of grant.