Form 4 for FTK FLOTEK INDUSTRIES INC/CN/
Accepted 2026-03-16 00:00:00 ET · period of report 2026-03-13 · accession 0002067153-26-000005 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-03-16 | 2026-03-13 | FTK | ProFrac GDM, LLC | 10% | X - OptEx | $0.00 | +6.00M | 6.00M | New | $0 |
| D | 2026-03-16 | 2026-03-13 | FTK | ProFrac GDM, LLC | 10% | X - OptEx | $0.00 | -6.00M | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-03-13 | X | A | 6,000,000 | $0.00 | 6,000,000 | D | — | — | (F1) On March 13, 2026, ProFrac GDM, LLC ("ProFrac GDM") exercised the Warrant, which resulted in an issuance of 6,000,000 shares of Common Stock to ProFrac GDM upon conversion of the Warrant. The Issuer's common stockholders have approved the issuance of the Common Stock underlying the Warrant. (F2) On April 28, 2025, pursuant to an Asset Purchase Agreement, dated as of April 28, 2025, by and among ProFrac GDM, PubCo, the Issuer, PWRTEK, LLC, a Texas limited liability company and subsidiary of the Issuer ("PWRTEK"), and the other parties named therein, the Issuer issued a warrant to ProFrac GDM to purchase 6,000,000 shares of the Issuer's Common Stock at an exercise price equal to $0.0001 per share (the "Warrant") as partial consideration for the sale of certain assets by ProFrac GDM to PWRTEK. |
| 2 | Derivative | Warrants (right to buy) | 2026-03-13 | X | D | 6,000,000 | $0.00 | 0 | D | $0.00 · — to 2032-04-28 | 6,000,000 Common Stock | (F2) On April 28, 2025, pursuant to an Asset Purchase Agreement, dated as of April 28, 2025, by and among ProFrac GDM, PubCo, the Issuer, PWRTEK, LLC, a Texas limited liability company and subsidiary of the Issuer ("PWRTEK"), and the other parties named therein, the Issuer issued a warrant to ProFrac GDM to purchase 6,000,000 shares of the Issuer's Common Stock at an exercise price equal to $0.0001 per share (the "Warrant") as partial consideration for the sale of certain assets by ProFrac GDM to PWRTEK. (F1) On March 13, 2026, ProFrac GDM, LLC ("ProFrac GDM") exercised the Warrant, which resulted in an issuance of 6,000,000 shares of Common Stock to ProFrac GDM upon conversion of the Warrant. The Issuer's common stockholders have approved the issuance of the Common Stock underlying the Warrant. |