Form 4 for SI SHOULDER INNOVATIONS, INC.
Accepted 2026-02-10 00:00:00 ET · period of report 2026-02-06 · accession 0002070664-26-000003 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2026-02-10 | 2026-02-06 | SI | Ball Robert Joseph | CEO, Executive COB, Dir | M - OptEx | $2.42 | +12.1K | 274.6K | +5% | +$29.1K |
| DM | 2026-02-10 | 2026-02-06 | SI | Ball Robert Joseph | CEO, Executive COB, Dir | M - OptEx | $0.00 | -12.1K | 319.8K | -4% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-02-06 | M | A | 2,062 | $2.10 | 276,666 | D | — | — | |
| 2 | Common | Common Stock | 2026-02-06 | M | A | 10,000 | $2.48 | 274,604 | D | — | — | (F1) Includes the following shares received without consideration as in-kind distributions: (i) 110,331 shares from Genesis Investment Holdings; (ii) 7,859 shares from cultivate(MD) Capital Accelerator Fund, L.P.; (iii) 6,948 shares from Cultivate MD Capital Fund I, LLC; and (iv) 19,348 shares from Cultivate MD Capital Fund II, LP. In prior reports, the reporting person reported beneficial ownership of 120,118 shares of Shoulder Innovations common stock held directly. |
| 3 | Derivative | Stock Option | 2026-02-06 | M | D | 2,062 | $0.00 | 181,376 | D | $2.10 · — to 2030-12-16 | 2,062 Common Stock | (F3) The stock option is fully vested and currently exercisable. |
| 4 | Derivative | Stock Option | 2026-02-06 | M | D | 10,000 | $0.00 | 319,756 | D | $2.48 · — to 2033-05-17 | 10,000 Common Stock | (F2) The stock option vested as to one-fourth of the underlying shares on May 17, 2024, and the remaining shares vest in 36 equal increments on the last day of each calendar month thereafter. |