InsiderTrades

Form 4 for VVOS Vivos Therapeutics, Inc.

Accepted 2026-04-02 19:34:11 ET · period of report 2026-03-31 · accession 0002074003-26-000008 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
DMI 2026-04-02 19:34 2026-03-31 VVOS Skaff Michael C 10% P - Purchase $1.34 +1.35M 1.35M New +$1.81M
DMI 2026-04-02 19:34 2026-03-31 VVOS Skaff Michael C 10% P - Purchase $1.34 +4.00M 1.78M New +$5.36M

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2026-03-31 P A 1,044,777 $1.34 1,044,777 I By V-CO Investors 3 LLC — — (F1) On March 31, 2026, V-Co Investors 3, LLC converted a bridge promissory note in the amount of $1,400,000 entered into between the reporting person and the Issuer into shares of the Issuer's common stock, based on $1.09 per share of Common Stock plus $0.25 per share in accordance with the Nasdaq minimum price rules. (F2) Michael C. Skaff serves as Managing Director of SP Manager LLC, the Manager of V-Co Investors 3 LLC. Michael C. Skaff and SP Manager LLC disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose.
2 Common Common Stock 2026-03-31 P A 308,848 $1.34 1,353,625 I By V-CO Investors 3 LLC — — (F2) Michael C. Skaff serves as Managing Director of SP Manager LLC, the Manager of V-Co Investors 3 LLC. Michael C. Skaff and SP Manager LLC disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose.
3 Derivative Pre-Funded Warrant 2026-03-31 P A 429,957 $1.34 429,957 I By V-CO Investors 3 LLC $0.0001 · 2026-03-31 to — 429,957 Common Stock (F3) The Pre-Funded Warrant has a term ending on the complete exercise of the Pre-Funded Warrant. (F2) Michael C. Skaff serves as Managing Director of SP Manager LLC, the Manager of V-Co Investors 3 LLC. Michael C. Skaff and SP Manager LLC disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose.
4 Derivative Series A Common Stock Warrant 2026-03-31 P A 1,783,582 $1.34 1,783,582 I By V-CO Investors 3 LLC $1.09 · 2026-03-31 to 2028-03-31 1,783,582 Common Stock (F2) Michael C. Skaff serves as Managing Director of SP Manager LLC, the Manager of V-Co Investors 3 LLC. Michael C. Skaff and SP Manager LLC disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose.
5 Derivative Series B Common Stock Warrant 2026-03-31 P A 1,783,582 $1.34 1,783,582 I By V-Co Investors 3 LLC $1.09 · 2026-03-31 to 2031-03-31 1,783,582 Common Stock (F2) Michael C. Skaff serves as Managing Director of SP Manager LLC, the Manager of V-Co Investors 3 LLC. Michael C. Skaff and SP Manager LLC disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose.