Form 4 for WLTH WEALTHFRONT CORP
Accepted 2025-12-17 00:00:00 ET · period of report 2025-12-15 · accession 0002078580-25-000006 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-12-17 | 2025-12-15 | WLTH | Wetterwald Julien | CTO | M - OptEx | $0.00 | +62.0K | 516.2K | +14% | $0 |
| D | 2025-12-17 | 2025-12-15 | WLTH | Wetterwald Julien | CTO | F - Tax | $14.19 | -31.5K | 505.8K | -6% | -$447.0K |
| DM | 2025-12-17 | 2025-12-15 | WLTH | Wetterwald Julien | CTO | M - OptEx | $0.00 | -62.0K | 41.0K | -60% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-12-15 | M | A | 21,113 | $0.00 | 537,334 | D | — | — | |
| 2 | Common | Common Stock | 2025-12-15 | M | A | 20,525 | $0.00 | 495,833 | D | — | — | |
| 3 | Common | Common Stock | 2025-12-15 | M | A | 20,388 | $0.00 | 516,221 | D | — | — | |
| 4 | Common | Common Stock | 2025-12-15 | F | D | 31,499 | $14.19 | 505,835 | D | — | — | |
| 5 | Derivative | Restricted Stock Units | 2025-12-15 | M | D | 20,388 | $0.00 | 163,100 | D | — · — to — | 20,388 Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. (F5) The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of March, June, September, and December, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on March 15, 2024. (F4) These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date. |
| 6 | Derivative | Restricted Stock Units | 2025-12-15 | M | D | 21,113 | $0.00 | 253,350 | D | — · — to — | 21,113 Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. (F6) The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of March, June, September, and December, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on March 15, 2025. (F4) These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date. |
| 7 | Derivative | Restricted Stock Units | 2025-12-15 | M | D | 20,525 | $0.00 | 41,050 | D | — · — to — | 20,525 Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. (F3) The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of September, December, March, and June, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on September 15, 2022. (F4) These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date. |