Form 4 for FIGR Figure Technology Solutions, Inc.
Accepted 2025-09-16 00:00:00 ET · period of report 2025-07-31 · accession 0002079716-25-000008 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-09-16 | 2025-09-12 | FIGR | Tannenbaum Michael Benjamin | CEO, Dir | C - Cnv Deriv | — | +8,263 | 5.13M | +0.2% | — |
| D | 2025-09-16 | 2025-09-12 | FIGR | Tannenbaum Michael Benjamin | CEO, Dir | S - Sale | $25.00 | -297.2K | 4.09M | -7% | -$7.43M |
| D | 2025-09-16 | 2025-09-12 | FIGR | Tannenbaum Michael Benjamin | CEO, Dir | F - Tax | $25.00 | -736.8K | 4.39M | -14% | -$18.42M |
| D | 2025-09-16 | 2025-09-12 | FIGR | Tannenbaum Michael Benjamin | CEO, Dir | C - Cnv Deriv | — | -8,263 | 0 | -100% | — |
| D | 2025-09-16 | 2025-07-31 | FIGR | Tannenbaum Michael Benjamin | CEO, Dir | A - Grant | $0.00 | +530.1K | 530.1K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2025-09-12 | C | A | 8,263 | — | 5,126,537 | D | — | — | (F1) Immediately prior to the closing of the Issuer's initial public offering, each share of preferred stock of the Issuer automatically converted into one share of Class A Common Stock. |
| 2 | Common | Class A Common Stock | 2025-09-12 | S | D | 297,171 | $25.00 | 4,092,576 | D | — | — | |
| 3 | Common | Class A Common Stock | 2025-09-12 | F | D | 736,790 | $25.00 | 4,389,747 | D | — | — | (F2) Represents shares withheld to satisfy tax obligations in connection with vesting of the Reporting Person's restricted stock units. Not a market sale. |
| 4 | Derivative | Series C-1 Preferred Stock | 2025-09-12 | C | D | 8,263 | — | 0 | D | — · — to — | 8,263 Class A Common Stock | (F1) Immediately prior to the closing of the Issuer's initial public offering, each share of preferred stock of the Issuer automatically converted into one share of Class A Common Stock. |
| 5 | Derivative | Stock Option | 2025-07-31 | A | A | 530,135 | $0.00 | 530,135 | D | $10.51 · — to 2035-07-31 | 530,135 Class A Common Stock | (F3) This transaction occurred prior to the Issuer's registration of a class of equity securities under Section 12 of the Securities Exchange Act of 1934, as amended, in connection with the Issuer's initial public offering, and is reported herein pursuant to Rule 16a-2(a). (F4) The option vested with respect to one quarter of the underlying shares on April 23, 2025, and vests with respect to the remaining shares in 36 monthly installments thereafter. |