Form 4 for WLTH WEALTHFRONT CORP
Accepted 2026-03-17 00:00:00 ET · period of report 2026-03-15 · accession 0002082564-26-000006 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2026-03-17 | 2026-03-15 | WLTH | Fortunato David | CEO, Pres, Dir | M - OptEx | $0.00 | +224.9K | 1.88M | +14% | $0 |
| D | 2026-03-17 | 2026-03-16 | WLTH | Fortunato David | CEO, Pres, Dir | F - Tax | $7.86 | -121.3K | 1.76M | -6% | -$953.6K |
| DM | 2026-03-17 | 2026-03-15 | WLTH | Fortunato David | CEO, Pres, Dir | M - OptEx | $0.00 | -224.9K | 714.4K | -24% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-03-15 | M | A | 9,698 | $0.00 | 1,661,796 | D | — | — | |
| 2 | Common | Common Stock | 2026-03-15 | M | A | 76,463 | $0.00 | 1,738,259 | D | — | — | |
| 3 | Common | Common Stock | 2026-03-15 | M | A | 79,182 | $0.00 | 1,817,441 | D | — | — | |
| 4 | Common | Common Stock | 2026-03-16 | F | D | 121,322 | $7.86 | 1,755,651 | D | — | — | |
| 5 | Common | Common Stock | 2026-03-15 | M | A | 59,532 | $0.00 | 1,876,973 | D | — | — | |
| 6 | Derivative | Restricted Stock Units | 2026-03-15 | M | D | 9,698 | $0.00 | 0 | D | — · — to — | 9,698 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. (F4) The award vests in full on March 15, 2026, subject to the reporting person's continued service to the Issuer on the vesting date. (F5) These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date. |
| 7 | Derivative | Restricted Stock Units | 2026-03-15 | M | D | 76,463 | $0.00 | 305,850 | D | — · — to — | 76,463 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. (F6) The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of June, September, December, and March, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on June 15, 2023. (F5) These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date. |
| 8 | Derivative | Restricted Stock Units | 2026-03-15 | M | D | 79,182 | $0.00 | 633,450 | D | — · — to — | 79,182 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. (F7) The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of June, September, December, and March, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on June 15, 2024. (F5) These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date. |
| 9 | Derivative | Restricted Stock Units | 2026-03-15 | M | D | 59,532 | $0.00 | 714,375 | D | — · — to — | 59,532 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. (F8) The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of June, September, December, and March, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on June 15, 2025. (F5) These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date. |