Form 4 for WLTH WEALTHFRONT CORP
Accepted 2025-12-29 00:00:00 ET · period of report 2025-12-22 · accession 0002082642-25-000009 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-12-29 | 2025-12-22 | WLTH | Imberman Alan | CFO, Treas | M - OptEx | $2.18 | +131.0K | 346.0K | +61% | +$285.0K |
| DM | 2025-12-29 | 2025-12-22 | WLTH | Imberman Alan | CFO, Treas | M - OptEx | $0.00 | -131.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-12-22 | M | A | 15,000 | $2.45 | 230,029 | D | — | — | |
| 2 | Common | Common Stock | 2025-12-22 | M | A | 37,453 | $2.67 | 267,482 | D | — | — | |
| 3 | Common | Common Stock | 2025-12-22 | M | A | 22,055 | $1.79 | 289,537 | D | — | — | |
| 4 | Common | Common Stock | 2025-12-22 | M | A | 53,475 | $1.87 | 343,012 | D | — | — | |
| 5 | Common | Common Stock | 2025-12-22 | M | A | 3,015 | $2.91 | 346,027 | D | — | — | |
| 6 | Derivative | Stock Option (Right to Buy) | 2025-12-22 | M | D | 37,453 | $0.00 | 23,547 | D | $2.67 · — to 2027-02-09 | 37,453 Common Stock | (F2) The option is fully vested. Pursuant to the terms of the reporting person's award agreement with the Issuer, the award became fully vested on January 1, 2021. |
| 7 | Derivative | Stock Option (Right to Buy) | 2025-12-22 | M | D | 22,055 | $0.00 | 137,945 | D | $1.79 · — to 2028-08-22 | 22,055 Common Stock | (F3) The option is fully vested. Pursuant to the terms of the reporting person's award agreement with the Issuer, the award became fully vested on July 1, 2022. |
| 8 | Derivative | Stock Option (Right to Buy) | 2025-12-22 | M | D | 53,475 | $0.00 | 71,525 | D | $1.87 · — to 2029-05-13 | 53,475 Common Stock | (F4) The option is fully vested. Pursuant to the terms of the reporting person's award agreement with the Issuer, the award became fully vested on May 14, 2023. |
| 9 | Derivative | Stock Option (Right to Buy) | 2025-12-22 | M | D | 3,015 | $0.00 | 531,570 | D | $2.91 · — to 2031-03-30 | 3,015 Common Stock | (F5) The option is fully vested. Pursuant to the terms of the reporting person's award agreement with the Issuer, the award became fully vested on March 31, 2025. |
| 10 | Derivative | Stock Option (Right to Buy) | 2025-12-22 | M | D | 15,000 | $0.00 | 0 | D | $2.45 · — to 2026-08-10 | 15,000 Common Stock | (F1) The option is fully vested. Pursuant to the terms of the reporting person's award agreement with the Issuer, the award became fully vested on July 1, 2020. |