Form 4 for WLTH WEALTHFRONT CORP
Accepted 2026-06-17 16:15:50 ET · period of report 2026-06-15 · accession 0002082642-26-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2026-06-17 16:15 | 2026-06-15 | WLTH | Imberman Alan | CFO, Treas | M - OptEx | $0.00 | +64.2K | 461.2K | +16% | $0 |
| D | 2026-06-17 16:15 | 2026-06-15 | WLTH | Imberman Alan | CFO, Treas | F - Tax | $8.80 | -25.3K | 435.9K | -5% | -$222.3K |
| DM | 2026-06-17 16:15 | 2026-06-15 | WLTH | Imberman Alan | CFO, Treas | M - OptEx | $0.00 | -64.2K | 248.7K | -21% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-06-15 | M | A | 22,813 | $0.00 | 419,783 | D | — | — | (F1) Includes 2,500 shares of Class A Common Stock acquired by the reporting person in one or more transactions with Issuer pursuant to its Employee Stock Purchase Plan, which transactions are exempt pursuant to Rules 16a3(f)(1)(i)(B) and 16b3(c). |
| 2 | Common | Common Stock | 2026-06-15 | M | A | 23,625 | $0.00 | 443,408 | D | — | — | |
| 3 | Common | Common Stock | 2026-06-15 | M | A | 17,763 | $0.00 | 461,171 | D | — | — | |
| 4 | Common | Common Stock | 2026-06-15 | F | D | 25,264 | $8.80 | 435,907 | D | — | — | (F2) The transaction represents the number of shares of Common Stock withheld by the Issuer to satisfy tax withholding liabilities in connection with the net settlement of restricted stock units. |
| 5 | Derivative | Restricted Stock Units | 2026-06-15 | M | D | 22,813 | $0.00 | 136,875 | D | — · — to — | 22,813 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. (F4) The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of March, June, September, and December, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on March 15, 2024. (F5) These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date. |
| 6 | Derivative | Restricted Stock Units | 2026-06-15 | M | D | 23,625 | $0.00 | 236,250 | D | — · — to — | 23,625 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. (F6) The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of March, June, September, and December, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on March 15, 2025. (F5) These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date. |
| 7 | Derivative | Restricted Stock Units | 2026-06-15 | M | D | 17,763 | $0.00 | 248,675 | D | — · — to — | 17,763 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. (F7) The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of March, June, September, and December, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on March 15, 2026. (F5) These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date. |