Form 4 for WLTH WEALTHFRONT CORP
Accepted 2026-09-17 16:17:47 ET · period of report 2026-09-15 · accession 0002082642-26-000008 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2026-09-17 16:17 | 2026-09-15 | WLTH | Imberman Alan | CFO, Treas | M - OptEx | $0.00 | +64.2K | 500.1K | +15% | $0 |
| DM | 2026-09-17 16:17 | 2026-09-15+ | WLTH | Imberman Alan | CFO, Treas | S - Sale+OE | $10.60 | -26.6K | 473.5K | -5% | -$282.0K |
| DM | 2026-09-17 16:17 | 2026-09-15 | WLTH | Imberman Alan | CFO, Treas | M - OptEx | $0.00 | -64.2K | 230.9K | -22% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-09-15 | M | A | 22,812 | $0.00 | 458,719 | D | — | — | |
| 2 | Common | Common Stock | 2026-09-15 | M | A | 23,625 | $0.00 | 482,344 | D | — | — | |
| 3 | Common | Common Stock | 2026-09-15 | M | A | 17,762 | $0.00 | 500,106 | D | — | — | |
| 4 | Common | Common Stock | 2026-09-15 | S | D | 20,304 | $10.73 | 479,802 | D | — | — | (F1) The reported transaction represents shares of the Issuer's Common Stock sold to satisfy tax withholding obligations incurred in connection with the vesting of restricted stock units. (F2) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.55 to $10.88 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and in footnote 3 of this Form 4. |
| 5 | Common | Common Stock | 2026-09-16 | S | D | 6,292 | $10.19 | 473,510 | D | — | — | (F1) The reported transaction represents shares of the Issuer's Common Stock sold to satisfy tax withholding obligations incurred in connection with the vesting of restricted stock units. (F3) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.96 to $10.83 per share, inclusive. |
| 6 | Derivative | Restricted Stock Units | 2026-09-15 | M | D | 22,812 | $0.00 | 114,063 | D | — · — to — | 22,812 Common Stock | (F4) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. (F5) The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of March, June, September, and December, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on March 15, 2024. (F6) These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date. |
| 7 | Derivative | Restricted Stock Units | 2026-09-15 | M | D | 23,625 | $0.00 | 212,625 | D | — · — to — | 23,625 Common Stock | (F4) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. (F7) The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of March, June, September, and December, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on March 15, 2025. (F6) These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date. |
| 8 | Derivative | Restricted Stock Units | 2026-09-15 | M | D | 17,762 | $0.00 | 230,913 | D | — · — to — | 17,762 Common Stock | (F4) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. (F8) The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of March, June, September, and December, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on March 15, 2026. (F6) These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date. |