Form 4 for WLTH WEALTHFRONT CORP
Accepted 2025-12-15 00:00:00 ET · period of report 2025-09-26 · accession 0002082674-25-000005 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-12-15 | 2025-12-11 | WLTH | Lin Lauren | CLO, CCO, Sec | M - OptEx | $0.00 | +255.0K | 161.3K | New | $0 |
| D | 2025-12-15 | 2025-12-11 | WLTH | Lin Lauren | CLO, CCO, Sec | S - Sale+OE | $14.00 | -30.2K | 95.3K | -24% | -$423.2K |
| D | 2025-12-15 | 2025-12-11 | WLTH | Lin Lauren | CLO, CCO, Sec | F - Tax | $14.00 | -129.5K | 125.5K | -51% | -$1.81M |
| D | 2025-12-15 | 2025-09-26 | WLTH | Lin Lauren | CLO, CCO, Sec | A - Grant | $0.00 | +205.6K | 205.6K | New | $0 |
| DM | 2025-12-15 | 2025-12-11 | WLTH | Lin Lauren | CLO, CCO, Sec | M - OptEx | $0.00 | -255.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-12-11 | M | A | 5,237 | $0.00 | 5,237 | D | — | — | |
| 2 | Common | Common Stock | 2025-12-11 | M | A | 17,014 | $0.00 | 22,251 | D | — | — | |
| 3 | Common | Common Stock | 2025-12-11 | M | A | 1,500 | $0.00 | 23,751 | D | — | — | |
| 4 | Common | Common Stock | 2025-12-11 | S | D | 30,229 | $14.00 | 95,279 | D | — | — | |
| 5 | Common | Common Stock | 2025-12-11 | M | A | 75,000 | $0.00 | 236,251 | D | — | — | |
| 6 | Common | Common Stock | 2025-12-11 | M | A | 18,750 | $0.00 | 255,001 | D | — | — | |
| 7 | Common | Common Stock | 2025-12-11 | F | D | 129,493 | $14.00 | 125,508 | D | — | — | |
| 8 | Common | Common Stock | 2025-12-11 | M | A | 137,500 | $0.00 | 161,251 | D | — | — | |
| 9 | Derivative | Restricted Stock Units | 2025-09-26 | A | A | 205,550 | $0.00 | 205,550 | D | — · — to — | 205,550 Common Stock | (F5) This restricted stock unit award represents an equity security previously reported on the reporting person's Form 3, which was acquired through an exempt transaction with the Issuer. (F4) The transaction occurred prior to the Issuer's registration of a class of equity securities under Section 12 of the Securities Exchange Act of 1934, as amended, in connection with the IPO, and the transaction is reported herein pursuant to Rule 16a-2(a). (F3) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. (F6) The award was granted subject to a performance-based vesting condition which was satisfied in connection with the IPO, as well as a service-based vesting schedule. The award shall vest as to 1/16 of the total award quarterly on the fifteenth calendar day of December, March, June, and September, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vesting on December 15, 2025. (F7) These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date. |
| 10 | Derivative | Restricted Stock Units | 2025-12-11 | M | D | 5,237 | $0.00 | 0 | D | — · — to — | 5,237 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. (F8) The award was granted subject to a performance-based vesting condition which was satisfied in connection with the IPO, as well as a service-based vesting schedule. The award vested as to 1/8 of the total award quarterly on the fifteenth calendar day of March, June, September, and December, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche time-vested on March 15, 2023. The award was fully time-vested as of December 15, 2024, and the entire award was settled for shares of the Issuer's Common Stock in connection with the IPO. (F7) These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date. |
| 11 | Derivative | Restricted Stock Units | 2025-12-11 | M | D | 17,014 | $0.00 | 2,431 | D | — · — to — | 17,014 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. (F9) The award was granted subject to a performance-based vesting condition which was satisfied in connection with the IPO, as well as a service-based vesting schedule. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of June, September, December, and March, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche time-vested on June 15, 2022. Time-vested portions of the award were settled for shares of the Issuer's Common Stock in connection with the IPO. (F7) These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date. |
| 12 | Derivative | Restricted Stock Units | 2025-12-11 | M | D | 18,750 | $0.00 | 56,250 | D | — · — to — | 18,750 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. (F13) The award was granted subject to a performance-based vesting condition which was satisfied in connection with the IPO, as well as a service-based vesting schedule. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of December, March, June, and September, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche time-vested on December 15, 2024. Time-vested portions of the award were settled for shares of the Issuer's Common Stock in connection with the IPO. (F7) These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date. |
| 13 | Derivative | Restricted Stock Units | 2025-12-11 | M | D | 137,500 | $0.00 | 62,500 | D | — · — to — | 137,500 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. (F11) The award was granted subject to a performance-based vesting condition which was satisfied in connection with the IPO, as well as a service-based vesting schedule. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of March, June, September, and December, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche time-vested on March 15, 2023. Time-vested portions of the award were settled for shares of the Issuer's Common Stock in connection with the IPO. (F7) These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date. |
| 14 | Derivative | Restricted Stock Units | 2025-12-11 | M | D | 75,000 | $0.00 | 75,000 | D | — · — to — | 75,000 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. (F12) The award was granted subject to a performance-based vesting condition which was satisfied in connection with the IPO, as well as a service-based vesting schedule. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of December, March, June, and September, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche time-vested on December 15, 2023. Time-vested portions of the award were settled for shares of the Issuer's Common Stock in connection with the IPO. (F7) These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date. |
| 15 | Derivative | Restricted Stock Units | 2025-12-11 | M | D | 1,500 | $0.00 | 0 | D | — · — to — | 1,500 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. (F10) The award was granted subject to a performance-based vesting condition which was satisfied in connection with the IPO and a service-based vesting requirement which was deemed satisfied as of the grant date, November 22, 2022. The entire award was settled for shares of the Issuer's Common Stock in connection with the IPO. (F7) These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date. |