Form 4 for WLTH WEALTHFRONT CORP
Accepted 2025-12-17 00:00:00 ET · period of report 2025-12-15 · accession 0002082674-25-000006 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-12-17 | 2025-12-15 | WLTH | Lin Lauren | CLO, CCO, Sec | M - OptEx | $0.00 | +40.6K | 118.4K | +52% | $0 |
| D | 2025-12-17 | 2025-12-15 | WLTH | Lin Lauren | CLO, CCO, Sec | F - Tax | $14.19 | -20.6K | 115.3K | -15% | -$292.8K |
| DM | 2025-12-17 | 2025-12-15 | WLTH | Lin Lauren | CLO, CCO, Sec | M - OptEx | $0.00 | -40.6K | 51.6K | -44% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-12-15 | M | A | 4,687 | $0.00 | 123,056 | D | — | — | |
| 2 | Common | Common Stock | 2025-12-15 | M | A | 12,500 | $0.00 | 108,994 | D | — | — | |
| 3 | Common | Common Stock | 2025-12-15 | M | A | 1,215 | $0.00 | 96,494 | D | — | — | |
| 4 | Common | Common Stock | 2025-12-15 | F | D | 20,631 | $14.19 | 115,271 | D | — | — | |
| 5 | Common | Common Stock | 2025-12-15 | M | A | 12,846 | $0.00 | 135,902 | D | — | — | |
| 6 | Common | Common Stock | 2025-12-15 | M | A | 9,375 | $0.00 | 118,369 | D | — | — | |
| 7 | Derivative | Restricted Stock Units | 2025-12-15 | M | D | 9,375 | $0.00 | 65,625 | D | — · — to — | 9,375 Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. (F6) The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of December, March, June, and September, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on December 15, 2023. (F4) These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date. |
| 8 | Derivative | Restricted Stock Units | 2025-12-15 | M | D | 12,846 | $0.00 | 192,704 | D | — · — to — | 12,846 Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. (F8) The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of December, March, June, and September, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche time-vested on December 15, 2025. (F4) These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date. |
| 9 | Derivative | Restricted Stock Units | 2025-12-15 | M | D | 12,500 | $0.00 | 50,000 | D | — · — to — | 12,500 Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. (F5) The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of March, June, September, and December, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on March 15, 2023. (F4) These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date. |
| 10 | Derivative | Restricted Stock Units | 2025-12-15 | M | D | 1,215 | $0.00 | 1,216 | D | — · — to — | 1,215 Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. (F3) The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of June, September, December, and March, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on June 15, 2022. (F4) These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date. |
| 11 | Derivative | Restricted Stock Units | 2025-12-15 | M | D | 4,687 | $0.00 | 51,563 | D | — · — to — | 4,687 Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. (F7) The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of December, March, June, and September, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on December 15, 2024. (F4) These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date. |