Form 4 for VIA Via Transportation, Inc.
Accepted 2025-09-15 00:00:00 ET · period of report 2025-09-15 · accession 0002083485-25-000008 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2025-09-15 | 2025-09-15 | VIA | Nix William Peter | Dir | C - Cnv Deriv | — | +760.9K | 625.1K | New | — |
| DMI | 2025-09-15 | 2025-09-15 | VIA | Nix William Peter | Dir | J - Other | — | 0 | 0 | New | — |
| DM | 2025-09-15 | 2025-09-15 | VIA | Nix William Peter | Dir | J - Other | — | 0 | 5,434 | New | — |
| DMI | 2025-09-15 | 2025-09-15 | VIA | Nix William Peter | Dir | C - Cnv Deriv | $0.00 | -760.9K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-09-15 | C | A | 135,728 | — | 135,728 | I By Downeast Capital Management, LLC | — | — | (F1) Immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO Closing"), each share of Series A Preferred Stock was automatically converted into Common Stock on a 1:1 basis. (F2) The Reporting Person is a managing member of Downeast Capital Management, LLC and a partner at Millstein Technology Partners, LLC, and exercises voting or investment power over the securities held by each entity. The Reporting Person disclaims beneficial ownership of such securities for purposes of Section 16, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose. |
| 2 | Common | Common Stock | 2025-09-15 | C | A | 625,124 | — | 625,124 | I By Millstein Technology Partners, LLC | — | — | (F1) Immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO Closing"), each share of Series A Preferred Stock was automatically converted into Common Stock on a 1:1 basis. (F2) The Reporting Person is a managing member of Downeast Capital Management, LLC and a partner at Millstein Technology Partners, LLC, and exercises voting or investment power over the securities held by each entity. The Reporting Person disclaims beneficial ownership of such securities for purposes of Section 16, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose. |
| 3 | Common | Class A Common Stock | 2025-09-15 | J | A | 625,124 | — | 625,124 | I | — | — | (F3) Immediately prior to the IPO Closing, each share of Common Stock was automatically reclassified into one share of Class A Common Stock pursuant to a reclassification exempt under Rule 16b-7. |
| 4 | Common | Class A Common Stock | 2025-09-15 | J | A | 135,728 | — | 135,728 | I | — | — | (F3) Immediately prior to the IPO Closing, each share of Common Stock was automatically reclassified into one share of Class A Common Stock pursuant to a reclassification exempt under Rule 16b-7. |
| 5 | Common | Common Stock | 2025-09-15 | J | D | 5,434 | — | 0 | D By Downeast Capital Management, LLC | — | — | (F3) Immediately prior to the IPO Closing, each share of Common Stock was automatically reclassified into one share of Class A Common Stock pursuant to a reclassification exempt under Rule 16b-7. (F2) The Reporting Person is a managing member of Downeast Capital Management, LLC and a partner at Millstein Technology Partners, LLC, and exercises voting or investment power over the securities held by each entity. The Reporting Person disclaims beneficial ownership of such securities for purposes of Section 16, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose. |
| 6 | Common | Common Stock | 2025-09-15 | J | D | 625,124 | — | 0 | I By Downeast Capital Management, LLC | — | — | (F3) Immediately prior to the IPO Closing, each share of Common Stock was automatically reclassified into one share of Class A Common Stock pursuant to a reclassification exempt under Rule 16b-7. (F2) The Reporting Person is a managing member of Downeast Capital Management, LLC and a partner at Millstein Technology Partners, LLC, and exercises voting or investment power over the securities held by each entity. The Reporting Person disclaims beneficial ownership of such securities for purposes of Section 16, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose. |
| 7 | Common | Class A Common Stock | 2025-09-15 | J | A | 5,434 | — | 5,434 | D By Millstein Technology Partners, LLC | — | — | (F4) Includes 5,434 restricted stock units ("RSUs"), which vest over a period of 15 months following the grant date of September 11, 2025, with 80% of the award vesting on the one-year anniversary of the grant date and the remaining portion vesting on the 15-month anniversary of the grant date. Each RSU represents a contingent right to receive one share of Class A Common Stock. (F3) Immediately prior to the IPO Closing, each share of Common Stock was automatically reclassified into one share of Class A Common Stock pursuant to a reclassification exempt under Rule 16b-7. (F2) The Reporting Person is a managing member of Downeast Capital Management, LLC and a partner at Millstein Technology Partners, LLC, and exercises voting or investment power over the securities held by each entity. The Reporting Person disclaims beneficial ownership of such securities for purposes of Section 16, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose. |
| 8 | Common | Common Stock | 2025-09-15 | J | D | 135,728 | — | 0 | I By Millstein Technology Partners, LLC | — | — | (F3) Immediately prior to the IPO Closing, each share of Common Stock was automatically reclassified into one share of Class A Common Stock pursuant to a reclassification exempt under Rule 16b-7. (F2) The Reporting Person is a managing member of Downeast Capital Management, LLC and a partner at Millstein Technology Partners, LLC, and exercises voting or investment power over the securities held by each entity. The Reporting Person disclaims beneficial ownership of such securities for purposes of Section 16, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose. |
| 9 | Derivative | Series A Preferred Stock | 2025-09-15 | C | D | 625,124 | $0.00 | 0 | I By Millstein Technology Partners, LLC | — · — to — | 625,124 Common Stock | (F2) The Reporting Person is a managing member of Downeast Capital Management, LLC and a partner at Millstein Technology Partners, LLC, and exercises voting or investment power over the securities held by each entity. The Reporting Person disclaims beneficial ownership of such securities for purposes of Section 16, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose. (F1) Immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO Closing"), each share of Series A Preferred Stock was automatically converted into Common Stock on a 1:1 basis. |
| 10 | Derivative | Series A Preferred Stock | 2025-09-15 | C | D | 135,728 | $0.00 | 0 | I By Downeast Capital Management, LLC | — · — to — | 135,728 Common Stock | (F2) The Reporting Person is a managing member of Downeast Capital Management, LLC and a partner at Millstein Technology Partners, LLC, and exercises voting or investment power over the securities held by each entity. The Reporting Person disclaims beneficial ownership of such securities for purposes of Section 16, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose. (F1) Immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO Closing"), each share of Series A Preferred Stock was automatically converted into Common Stock on a 1:1 basis. |