Form 4 for VIA Via Transportation, Inc.
Accepted 2025-09-15 00:00:00 ET · period of report 2025-09-11 · accession 0002083786-25-000007 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-09-15 | 2025-09-15 | VIA | Fain Clara | CFO | J - Other | — | 0 | 780.4K | New | — |
| D | 2025-09-15 | 2025-09-15 | VIA | Fain Clara | CFO | S - Sale+OE | $43.10 | -150.0K | 630.4K | -19% | -$6.46M |
| D | 2025-09-15 | 2025-09-11 | VIA | Fain Clara | CFO | M - OptEx | $3.73 | +72.5K | 780.4K | +10% | +$270.3K |
| D | 2025-09-15 | 2025-09-11 | VIA | Fain Clara | CFO | M - OptEx | $0.00 | -72.5K | 8,259 | -90% | $0 |
| DM | 2025-09-15 | 2025-09-15 | VIA | Fain Clara | CFO | J - Other | $0.00 | 0 | 0 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-09-15 | J | D | 780,434 | — | 0 | D | — | — | (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO Closing"). |
| 2 | Common | Common Stock | 2025-09-15 | J | A | 780,434 | — | 780,434 | D | — | — | (F3) (1/2) Includes 434,782 performance-based restricted stock units ("PSUs"), which vest based on certain service-based and stock price-based vesting conditions, with the stock price-based vesting condition comprised of seven tranches that are eligible to vest based on the achievement of certain specified stock price targets. (F4) (2/2) The performance period for each tranche began upon the IPO Closing and ends on the seventh anniversary of the IPO Closing. As to any portion of the award that satisfies the stock price-based vesting condition, the service-based vesting condition will be satisfied in seven substantially equal installments on each of the first seven anniversaries of the IPO Closing, so long as the Reporting Person is in continuous service through each applicable vesting date as the Issuer's Chief Financial Officer or in certain other eligible positions as mutually agreed by the Reporting Person and the Compensation Committee of the Issuer's board of directors. Each PSU represents a contingent right to receive one share of Class A Common Stock. (F2) Includes 195,652 restricted stock units ("RSUs"), which vest over a three-year term, with one-third of the award vesting on September 11, 2026 and the remaining portion vesting in quarterly installments thereafter. Each RSU represents a contingent right to receive one share of Class A Common Stock. (F1) Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO Closing"). |
| 3 | Common | Common Stock | 2025-09-15 | S | D | 150,000 | $43.10 | 630,434 | D | — | — | |
| 4 | Common | Common Stock | 2025-09-11 | M | A | 72,457 | $3.73 | 780,434 | D | — | — | |
| 5 | Derivative | Stock Option (right to buy) | 2025-09-11 | M | D | 72,457 | $0.00 | 8,259 | D | $3.73 · — to 2026-05-08 | 72,457 Common Stock | (F5) The shares underlying the stock option are fully vested and immediately exercisable. |
| 6 | Derivative | Stock Option (right to buy) | 2025-09-15 | J | D | 8,259 | $0.00 | 0 | D | $3.73 · — to 2026-05-08 | 8,259 Common Stock | (F5) The shares underlying the stock option are fully vested and immediately exercisable. |
| 7 | Derivative | Stock Option (right to buy) | 2025-09-15 | J | A | 250,000 | $0.00 | 250,000 | D | $15.71 · — to 2034-02-18 | 250,000 Class A Common Stock | (F7) The stock option vests in 48 equal monthly installments beginning on January 1, 2024. |
| 8 | Derivative | Stock Option (right to buy) | 2025-09-15 | J | D | 250,000 | $0.00 | 0 | D | $15.71 · — to 2034-02-18 | 250,000 Common Stock | (F7) The stock option vests in 48 equal monthly installments beginning on January 1, 2024. |
| 9 | Derivative | Stock Option (right to buy) | 2025-09-15 | J | A | 200,000 | $0.00 | 200,000 | D | $13.15 · — to 2032-06-30 | 200,000 Class A Common Stock | (F6) The stock option vests in 48 equal monthly installments beginning on July 1, 2022. |
| 10 | Derivative | Stock Option (right to buy) | 2025-09-15 | J | D | 200,000 | $0.00 | 0 | D | $13.15 · — to 2032-06-30 | 200,000 Common Stock | (F6) The stock option vests in 48 equal monthly installments beginning on July 1, 2022. |
| 11 | Derivative | Stock Option (right to buy) | 2025-09-15 | J | A | 325,000 | $0.00 | 325,000 | D | $7.48 · — to 2030-09-09 | 325,000 Class A Common Stock | (F5) The shares underlying the stock option are fully vested and immediately exercisable. |
| 12 | Derivative | Stock Option (right to buy) | 2025-09-15 | J | D | 325,000 | $0.00 | 0 | D | $7.48 · — to 2030-09-09 | 325,000 Common Stock | (F5) The shares underlying the stock option are fully vested and immediately exercisable. |
| 13 | Derivative | Stock Option (right to buy) | 2025-09-15 | J | A | 90,000 | $0.00 | 90,000 | D | $8.10 · — to 2029-06-18 | 90,000 Class A Common Stock | (F5) The shares underlying the stock option are fully vested and immediately exercisable. |
| 14 | Derivative | Stock Option (right to buy) | 2025-09-15 | J | D | 90,000 | $0.00 | 0 | D | $8.10 · — to 2029-06-18 | 90,000 Common Stock | (F5) The shares underlying the stock option are fully vested and immediately exercisable. |
| 15 | Derivative | Stock Option (right to buy) | 2025-09-15 | J | A | 54,860 | $0.00 | 54,860 | D | $6.57 · — to 2028-06-26 | 54,860 Class A Common Stock | (F5) The shares underlying the stock option are fully vested and immediately exercisable. |
| 16 | Derivative | Stock Option (right to buy) | 2025-09-15 | J | A | 8,259 | $0.00 | 8,259 | D | $3.73 · — to 2026-05-08 | 8,259 Class A Common Stock | (F5) The shares underlying the stock option are fully vested and immediately exercisable. |
| 17 | Derivative | Stock Option (right to buy) | 2025-09-15 | J | D | 54,860 | $0.00 | 0 | D | $6.57 · — to 2028-06-26 | 54,860 Common Stock | (F5) The shares underlying the stock option are fully vested and immediately exercisable. |