InsiderTrades

Form 4 for FNKO Funko, Inc.

Accepted 2026-09-03 19:48:18 ET · period of report 2026-09-01 · accession 0002084455-26-000005 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
DM 2026-09-03 19:48 2026-09-01 FNKO Simon Josh CEO, Dir M - OptEx $0.00 +333.3K 333.3K New $0
DM 2026-09-03 19:48 2026-09-01 FNKO Simon Josh CEO, Dir M - OptEx $0.00 -333.3K 666.7K -33% $0

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common CLASS A COMMON STOCK 2026-09-01 M A 250,000 $0.00 250,000 D — —
2 Common CLASS A COMMON STOCK 2026-09-01 M A 83,333 $0.00 333,333 D — —
3 Derivative Restricted Stock Units 2026-09-01 M D 250,000 $0.00 750,000 D — · — to — 250,000 CLASS A COMMON STOCK (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. (F2) The original grant of 1,000,000 RSUs has vested or will vest in four equal installments on each of the first through fourth anniversaries of September 1, 2025, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date, provided that the RSUs vest in full upon a change in control). (F2) The original grant of 1,000,000 RSUs has vested or will vest in four equal installments on each of the first through fourth anniversaries of September 1, 2025, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date, provided that the RSUs vest in full upon a change in control).
4 Derivative Restricted Stock Units 2026-09-01 M D 83,333 $0.00 666,667 D — · — to — 83,333 CLASS A COMMON STOCK (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. (F3) The original grant of 750,000 RSUs has vested or will vest on the following terms: (A) 1/3 of the RSUs vest in three equal annual installments on each of the first three anniversaries of September 1, 2025, (B) 1/3 of the RSUs vest based on the achievement of a stock price hurdle equal to or greater than $8.00 per share based on (I) the average of the Companys closing share price over a 45 trading day trailing average or (II) the price received by holders of Class A common stock in connection with a change in control for each share of Class A common stock held on the date of such change in control, and (C) the remaining 1/3 of the RSUs vest based on the achievement of a stock price hurdle equal to or greater than $20.00 per share based on (I) the average of the Companys closing share price over a 45 trading day trailing average or (II) the price received by holders of Class A common stock in connection with a change in control for each share of Class A common stock held on the (F4) (continued from Footnote 3) date of such change in control, which stock price hurdles must be achieved prior to the seventh anniversary of September 1, 2025, and in each case subject to Reporting Person's continued service through the applicable vesting dates. (F3) The original grant of 750,000 RSUs has vested or will vest on the following terms: (A) 1/3 of the RSUs vest in three equal annual installments on each of the first three anniversaries of September 1, 2025, (B) 1/3 of the RSUs vest based on the achievement of a stock price hurdle equal to or greater than $8.00 per share based on (I) the average of the Companys closing share price over a 45 trading day trailing average or (II) the price received by holders of Class A common stock in connection with a change in control for each share of Class A common stock held on the date of such change in control, and (C) the remaining 1/3 of the RSUs vest based on the achievement of a stock price hurdle equal to or greater than $20.00 per share based on (I) the average of the Companys closing share price over a 45 trading day trailing average or (II) the price received by holders of Class A common stock in connection with a change in control for each share of Class A common stock held on the (F4) (continued from Footnote 3) date of such change in control, which stock price hurdles must be achieved prior to the seventh anniversary of September 1, 2025, and in each case subject to Reporting Person's continued service through the applicable vesting dates.