Form 4 for WLTH WEALTHFRONT CORP
Accepted 2026-03-17 00:00:00 ET · period of report 2026-03-15 · accession 0002091533-26-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-03-17 | 2026-03-15 | WLTH | Schmidt Michael Reed | Dir | M - OptEx | $0.00 | +2,125 | 2,125 | New | $0 |
| D | 2026-03-17 | 2025-09-26 | WLTH | Schmidt Michael Reed | Dir | A - Grant | $0.00 | +34.0K | 34.0K | New | $0 |
| D | 2026-03-17 | 2026-03-15 | WLTH | Schmidt Michael Reed | Dir | M - OptEx | $0.00 | -2,125 | 31.9K | -6% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-03-15 | M | A | 2,125 | $0.00 | 2,125 | D | — | — | |
| 2 | Derivative | Restricted Stock Units | 2025-09-26 | A | A | 34,014 | $0.00 | 34,014 | D | — · — to — | 34,014 Common Stock | (F4) This transaction occurred prior to the Issuer's registration of a class of equity securities under Section 12 of the Securities Exchange Act of 1934, as amended, in connection with the Issuer's initial public offering. The transaction is reported herein pursuant to Rule 16a-2(a). The reported transaction is an exempt transaction with the Issuer and this restricted stock unit award was previously reported on the reporting person's Form 3. (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. (F2) The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of March, June, September, and December, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on March 15, 2026. (F3) These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date. |
| 3 | Derivative | Restricted Stock Units | 2026-03-15 | M | D | 2,125 | $0.00 | 31,889 | D | — · — to — | 2,125 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. (F2) The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of March, June, September, and December, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on March 15, 2026. (F3) These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date. |