Form 4 for GLOO Gloo Holdings, Inc.

Accepted 2025-11-20 00:00:00 ET · period of report 2025-11-20 · accession 0002093315-25-000005 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
DI	2025-11-20	2025-11-20	GLOO	Beck Scott Arthur	Pres, CEO, Dir, 10%	P - Purchase	$8.00	+412.5K	412.5K	New	+$3.30M
DI	2025-11-20	2025-11-20	GLOO	Beck Scott Arthur	Pres, CEO, Dir, 10%	C - Cnv Deriv	—	+15.98M	28.76M	+125%	—

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Class A Common Stock	2025-11-20	P	A	412,500	$8.00	412,500	I See footnote	—	—	(F1) Represents 312,500 shares of Class A common stock acquired by Pearl Street Trust pursuant to an issuer directed allocation in connection with the Issuer's initial public offering. Scott Beck and his spouse are trustees of Pearl Street Trust and may be deemed to have beneficial ownership of such shares. (F2) Shares held of record by Pearl Street Trust.
2	Derivative	Class B Common Stock	2025-11-20	C	A	15,984,099	—	28,759,750	I See footnote	— · — to —	15,984,099 Class A Common Stock	(F3) Represents shares of Class B common stock issued pursuant to the terms of the Gloo Holdings, LLC omnibus amendment to the amended and restated note purchase agreement and secured promissory notes dated October 23, 2025. Immediately prior to the closing of the initial public offering of Gloo Holdings, Inc., all outstanding principal and accrued but unpaid interest, including both PIK and unpaid coupon interest, of the convertible notes automatically converted into shares of Class B common stock of Gloo Holdings, Inc. at the lesser of (a) 80.0% of the initial public offering price or (b) $30.00 per share. The Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis and has no expiration date. (F2) Shares held of record by Pearl Street Trust.