Form 4 for UBER Uber
Accepted 2026-09-18 17:55:10 ET · period of report 2026-09-16 · accession 0002111867-26-000013 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2026-09-18 17:55 | 2026-09-16 | UBER | Krishnamurthy Balaji (A) | CFO | M - OptEx | — | +4,393 | 45.8K | +11% | — |
| DM | 2026-09-18 17:55 | 2026-09-16 | UBER | Krishnamurthy Balaji (A) | CFO | F - Tax | $70.97 | -2,246 | 43.6K | -5% | -$159.4K |
| DM | 2026-09-18 17:55 | 2026-09-16 | UBER | Krishnamurthy Balaji (A) | CFO | M - OptEx | $0.00 | -4,393 | 3,638 | -55% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-09-16 | M | A | 567 | — | 41,972 | D | — | — | (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2026-09-16 | M | A | 885 | — | 42,857 | D | — | — | (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. |
| 3 | Common | Common Stock | 2026-09-16 | M | A | 687 | — | 43,544 | D | — | — | (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. |
| 4 | Common | Common Stock | 2026-09-16 | M | A | 490 | — | 44,034 | D | — | — | (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. |
| 5 | Common | Common Stock | 2026-09-16 | M | A | 1,158 | — | 45,192 | D | — | — | (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. |
| 6 | Common | Common Stock | 2026-09-16 | M | A | 606 | — | 45,798 | D | — | — | (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. |
| 7 | Common | Common Stock | 2026-09-16 | F | D | 282 | $70.97 | 45,516 | D | — | — | (F2) Shares withheld to satisfy tax liability upon vesting of RSUs on September 16, 2026. |
| 8 | Common | Common Stock | 2026-09-16 | F | D | 439 | $70.97 | 45,077 | D | — | — | (F2) Shares withheld to satisfy tax liability upon vesting of RSUs on September 16, 2026. |
| 9 | Common | Common Stock | 2026-09-16 | F | D | 341 | $70.97 | 44,736 | D | — | — | (F2) Shares withheld to satisfy tax liability upon vesting of RSUs on September 16, 2026. |
| 10 | Common | Common Stock | 2026-09-16 | F | D | 245 | $70.97 | 44,491 | D | — | — | (F2) Shares withheld to satisfy tax liability upon vesting of RSUs on September 16, 2026. |
| 11 | Common | Common Stock | 2026-09-16 | F | D | 608 | $70.97 | 43,883 | D | — | — | (F2) Shares withheld to satisfy tax liability upon vesting of RSUs on September 16, 2026. |
| 12 | Common | Common Stock | 2026-09-16 | F | D | 331 | $70.97 | 43,552 | D | — | — | (F2) Shares withheld to satisfy tax liability upon vesting of RSUs on September 16, 2026. |
| 13 | Derivative | Restricted Stock Units | 2026-09-16 | M | D | 567 | $0.00 | 64,572 | D | — · — to — | 567 Common Stock | (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. (F3) The reporting person was granted 67,971 RSUs on March 2, 2026. The vesting schedule is as follows: 1/120th of the total RSUs vest each month for 12 months beginning on April 16, 2026, 1/40th vest of the total RSUs vest each month thereafter for 12 months, and 1/20th of the RSUs vest each month thereafter for 12 months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. (F3) The reporting person was granted 67,971 RSUs on March 2, 2026. The vesting schedule is as follows: 1/120th of the total RSUs vest each month for 12 months beginning on April 16, 2026, 1/40th vest of the total RSUs vest each month thereafter for 12 months, and 1/20th of the RSUs vest each month thereafter for 12 months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. |
| 14 | Derivative | Restricted Stock Units | 2026-09-16 | M | D | 885 | $0.00 | 37,172 | D | — · — to — | 885 Common Stock | (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. (F4) The reporting person was granted 42,482 RSUs on March 2, 2026. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2026, and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. (F4) The reporting person was granted 42,482 RSUs on March 2, 2026. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2026, and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. |
| 15 | Derivative | Restricted Stock Units | 2026-09-16 | M | D | 687 | $0.00 | 20,603 | D | — · — to — | 687 Common Stock | (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. (F5) The reporting person was granted 32,965 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. (F5) The reporting person was granted 32,965 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. |
| 16 | Derivative | Restricted Stock Units | 2026-09-16 | M | D | 490 | $0.00 | 8,820 | D | — · — to — | 490 Common Stock | (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. (F6) The reporting person was granted 23,519 RSUs on March 18, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. (F6) The reporting person was granted 23,519 RSUs on March 18, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. |
| 17 | Derivative | Restricted Stock Units | 2026-09-16 | M | D | 1,158 | $0.00 | 13,895 | D | — · — to — | 1,158 Common Stock | (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. (F7) The reporting person was granted 55,581 RSUs on September 22, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on October 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. (F7) The reporting person was granted 55,581 RSUs on September 22, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on October 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. |
| 18 | Derivative | Restricted Stock Units | 2026-09-16 | M | D | 606 | $0.00 | 3,638 | D | — · — to — | 606 Common Stock | (F1) Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. (F8) The reporting person was granted 29,104 RSUs on March 16, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. (F8) The reporting person was granted 29,104 RSUs on March 16, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer. |