Form 4 for BABA Alibaba Group Holding Ltd
Accepted 2026-03-26 00:00:00 ET · period of report 2026-03-25 · accession 0002114927-26-000005 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-03-26 | 2026-03-25 | BABA | Jiang Fang | CHRO | S - Sale+OE | $16.10 | -16.8K | 5.55M | -0.3% | -$271.3K |
| DM | 2026-03-26 | 2026-03-25 | BABA | Jiang Fang | CHRO | M - OptEx | — | +37.3K | 5.54M | +0.7% | — |
| DM | 2026-03-26 | 2026-03-25 | BABA | Jiang Fang | CHRO | M - OptEx | $0.00 | -37.3K | 53.3K | -41% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2026-03-25 | S | D | 16,848 | $16.10 | 5,554,653 | D | — | — | (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging denominated in Hong Kong dollars ranging from 125 to 129, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The sales prices reported herein were converted from Hong Kong dollars to United States dollars at a conversion price of HK$7.8274 to US$1.00. |
| 2 | Common | Ordinary Shares | 2026-03-25 | M | A | 2,666 | — | 5,571,501 | D | — | — | (F2) Reflects restricted share units that vested and settled into ordinary shares. |
| 3 | Common | Ordinary Shares | 2026-03-25 | M | A | 1,667 | — | 5,568,835 | D | — | — | (F2) Reflects restricted share units that vested and settled into ordinary shares. |
| 4 | Common | Ordinary Shares | 2026-03-25 | M | A | 1,664 | — | 5,567,168 | D | — | — | (F1) Reflects restricted share units that vested and settled into American Depositary Shares ("ADSs"). Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the ADSs acquired in connection with such vesting. |
| 5 | Common | Ordinary Shares | 2026-03-25 | M | A | 10,672 | — | 5,565,504 | D | — | — | (F1) Reflects restricted share units that vested and settled into American Depositary Shares ("ADSs"). Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the ADSs acquired in connection with such vesting. |
| 6 | Common | Ordinary Shares | 2026-03-25 | M | A | 10,528 | — | 5,554,832 | D | — | — | (F1) Reflects restricted share units that vested and settled into American Depositary Shares ("ADSs"). Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the ADSs acquired in connection with such vesting. |
| 7 | Common | Ordinary Shares | 2026-03-25 | M | A | 2,672 | — | 5,536,840 | D | — | — | (F1) Reflects restricted share units that vested and settled into American Depositary Shares ("ADSs"). Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the ADSs acquired in connection with such vesting. |
| 8 | Common | Ordinary Shares | 2026-03-25 | M | A | 7,464 | — | 5,544,304 | D | — | — | (F1) Reflects restricted share units that vested and settled into American Depositary Shares ("ADSs"). Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the ADSs acquired in connection with such vesting. |
| 9 | Derivative | Restricted Share Units | 2026-03-25 | M | D | 1,664 | $0.00 | 26,672 | D | — · — to — | 1,664 Ordinary Shares | (F10) Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ADSs that vests in twenty-four equal quarterly installments beginning on Jul 1, 2024, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Mar 25, 2026. (F5) Each restricted share unit represents a contingent right to receive one ADS. Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the vested ADSs in this award. |
| 10 | Derivative | Restricted Share Units | 2026-03-25 | M | D | 1,667 | $0.00 | 26,667 | D | — · — to — | 1,667 Ordinary Shares | (F12) Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in twenty-one quarterly installments, with 1/6 vesting on Jul 1, 2025 and 1/24 quarterly thereafter beginning on Oct 1, 2025, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Mar 25, 2026. (F11) Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. |
| 11 | Derivative | Restricted Share Units | 2026-03-25 | M | D | 10,672 | $0.00 | 32,000 | D | — · — to — | 10,672 Ordinary Shares | (F9) Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ADSs that vests in six equal annual installments beginning on Apr 1, 2024, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Mar 25, 2026. (F5) Each restricted share unit represents a contingent right to receive one ADS. Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the vested ADSs in this award. |
| 12 | Derivative | Restricted Share Units | 2026-03-25 | M | D | 10,528 | $0.00 | 21,072 | D | — · — to — | 10,528 Ordinary Shares | (F8) Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ADSs that vests in six equal annual installments beginning on Apr 1, 2023, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Mar 25, 2026. (F5) Each restricted share unit represents a contingent right to receive one ADS. Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the vested ADSs in this award. |
| 13 | Derivative | Restricted Share Units | 2026-03-25 | M | D | 7,464 | $0.00 | 7,472 | D | — · — to — | 7,464 Ordinary Shares | (F7) Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ADSs that vests in six equal annual installments beginning on Apr 1, 2022, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Mar 25, 2026. (F5) Each restricted share unit represents a contingent right to receive one ADS. Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the vested ADSs in this award. |
| 14 | Derivative | Restricted Share Units | 2026-03-25 | M | D | 2,672 | $0.00 | 0 | D | — · — to — | 2,672 Ordinary Shares | (F6) The restricted share unit award granted in the form of ADSs that vests in six equal annual installments beginning on Apr 1, 2021, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Mar 25, 2026. This award has fully vested. (F5) Each restricted share unit represents a contingent right to receive one ADS. Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the vested ADSs in this award. |
| 15 | Derivative | Restricted Share Units | 2026-03-25 | M | D | 2,666 | $0.00 | 53,334 | D | — · — to — | 2,666 Ordinary Shares | (F13) Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in twenty-four equal quarterly installments on beginning on Jul 1, 2025, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Mar 25, 2026. (F11) Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. |