Form 4 for AUGO Aura Minerals Inc.
Accepted 2026-05-28 14:40:26 ET · period of report 2026-05-26 · accession 0002117905-26-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2026-05-28 14:40 | 2026-05-27 | AUGO | Sousa Mauad Bruno | Dir | S - Sale | $75.62 | -9,652 | 567.3K | -2% | -$729.9K |
| DMI | 2026-05-28 14:40 | 2026-05-26+ | AUGO | Sousa Mauad Bruno | Dir | J - Other | $0.00 | 0 | 15.96M | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2026-05-27 | S | D | 9,652 | $75.62 | 567,321 | I By Kapitalo Investimentos | — | — | (F4) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.38 to $75.84, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4; |
| 2 | Derivative | Brazilian Depository Receipts | 2026-05-26 | J | D | 200 | $0.00 | 15,959,022 | I (2) | — · — to — | 66.67 Common Shares, no par value | (F1) Brazilian Depositary Receipts ("BDR") are certificates representing Common Shares, no par value ("Common Shares") of the Issuer. Three BDRs represent one Common Share of the Issuer. (F1) Brazilian Depositary Receipts ("BDR") are certificates representing Common Shares, no par value ("Common Shares") of the Issuer. Three BDRs represent one Common Share of the Issuer. (F1) Brazilian Depositary Receipts ("BDR") are certificates representing Common Shares, no par value ("Common Shares") of the Issuer. Three BDRs represent one Common Share of the Issuer. (F1) Brazilian Depositary Receipts ("BDR") are certificates representing Common Shares, no par value ("Common Shares") of the Issuer. Three BDRs represent one Common Share of the Issuer. (F2) The securities are owned directly by entities managed by Kapitalo Investimentos Ltda. ("Kapitalo") and may be deemed to be indirectly beneficially owned by Bruno Sousa Mauad, a partner of Kapitalo. |
| 3 | Derivative | Securities Lending Agreement | 2026-05-26 | J | A | 200 | $0.00 | 15,959,222 | I (2) | — · — to — | 66.67 Common Shares, no par value | (F3) Certain clients managed by Kapitalo entered into securities lending agreements whereby title to the securities of the Issuer transferred to a counterparty for the duration of the arrangement. Notwithstanding the foregoing transactions, such clients may be deemed to continues to have beneficial ownership over the securities reported herein as the arragngement may be discontinued at any time by the clients. (F3) Certain clients managed by Kapitalo entered into securities lending agreements whereby title to the securities of the Issuer transferred to a counterparty for the duration of the arrangement. Notwithstanding the foregoing transactions, such clients may be deemed to continues to have beneficial ownership over the securities reported herein as the arragngement may be discontinued at any time by the clients. (F3) Certain clients managed by Kapitalo entered into securities lending agreements whereby title to the securities of the Issuer transferred to a counterparty for the duration of the arrangement. Notwithstanding the foregoing transactions, such clients may be deemed to continues to have beneficial ownership over the securities reported herein as the arragngement may be discontinued at any time by the clients. (F3) Certain clients managed by Kapitalo entered into securities lending agreements whereby title to the securities of the Issuer transferred to a counterparty for the duration of the arrangement. Notwithstanding the foregoing transactions, such clients may be deemed to continues to have beneficial ownership over the securities reported herein as the arragngement may be discontinued at any time by the clients. (F2) The securities are owned directly by entities managed by Kapitalo Investimentos Ltda. ("Kapitalo") and may be deemed to be indirectly beneficially owned by Bruno Sousa Mauad, a partner of Kapitalo. |
| 4 | Derivative | Brazilian Depositary Receipts | 2026-05-27 | J | D | 18,110 | $0.00 | 15,977,332 | I (2) | — · — to — | 6,036.67 Common Shares, no par value | (F1) Brazilian Depositary Receipts ("BDR") are certificates representing Common Shares, no par value ("Common Shares") of the Issuer. Three BDRs represent one Common Share of the Issuer. (F1) Brazilian Depositary Receipts ("BDR") are certificates representing Common Shares, no par value ("Common Shares") of the Issuer. Three BDRs represent one Common Share of the Issuer. (F1) Brazilian Depositary Receipts ("BDR") are certificates representing Common Shares, no par value ("Common Shares") of the Issuer. Three BDRs represent one Common Share of the Issuer. (F1) Brazilian Depositary Receipts ("BDR") are certificates representing Common Shares, no par value ("Common Shares") of the Issuer. Three BDRs represent one Common Share of the Issuer. (F2) The securities are owned directly by entities managed by Kapitalo Investimentos Ltda. ("Kapitalo") and may be deemed to be indirectly beneficially owned by Bruno Sousa Mauad, a partner of Kapitalo. |
| 5 | Derivative | Securities Lending Agreement | 2026-05-27 | J | A | 18,110 | $0.00 | 15,959,222 | I (2) | — · — to — | 6,036.67 Common Shares, no par value | (F3) Certain clients managed by Kapitalo entered into securities lending agreements whereby title to the securities of the Issuer transferred to a counterparty for the duration of the arrangement. Notwithstanding the foregoing transactions, such clients may be deemed to continues to have beneficial ownership over the securities reported herein as the arragngement may be discontinued at any time by the clients. (F3) Certain clients managed by Kapitalo entered into securities lending agreements whereby title to the securities of the Issuer transferred to a counterparty for the duration of the arrangement. Notwithstanding the foregoing transactions, such clients may be deemed to continues to have beneficial ownership over the securities reported herein as the arragngement may be discontinued at any time by the clients. (F3) Certain clients managed by Kapitalo entered into securities lending agreements whereby title to the securities of the Issuer transferred to a counterparty for the duration of the arrangement. Notwithstanding the foregoing transactions, such clients may be deemed to continues to have beneficial ownership over the securities reported herein as the arragngement may be discontinued at any time by the clients. (F3) Certain clients managed by Kapitalo entered into securities lending agreements whereby title to the securities of the Issuer transferred to a counterparty for the duration of the arrangement. Notwithstanding the foregoing transactions, such clients may be deemed to continues to have beneficial ownership over the securities reported herein as the arragngement may be discontinued at any time by the clients. (F2) The securities are owned directly by entities managed by Kapitalo Investimentos Ltda. ("Kapitalo") and may be deemed to be indirectly beneficially owned by Bruno Sousa Mauad, a partner of Kapitalo. |