Form 4 for SPFI SOUTH PLAINS FINANCIAL, INC.
Accepted 2026-04-03 10:40:39 ET · period of report 2026-04-01 · accession 0002124082-26-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-04-03 10:40 | 2026-04-01 | SPFI | Stein James D. | Dir | A - Grant | — | +372.9K | 372.9K | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-04-01 | A | A | 372,872 | — | 372,872 | D | — | — | (F1) Pursuant to the terms of the Agreement and Plan of Reorganization (the "Agreement") by and between Issuer and BOH Holdings, Inc. ("BOH"), dated as of December 1, 2025, each share of BOH common stock (other than certain excluded shares) outstanding immediately prior to the effective time of the merger of BOH with and into Issuer (the "Merger"), converted into the right to receive 0.1925 shares of Issuer common stock (the "Per Share Merger Consideration"). Further, pursuant to the terms of the Agreement, each restricted stock award in respect of shares of BOH common stock granted by BOH that was issued, outstanding and unexercised immediately prior to the effective time of the Merger converted into the right to receive the Per Share Merger Consideration. (F1) Pursuant to the terms of the Agreement and Plan of Reorganization (the "Agreement") by and between Issuer and BOH Holdings, Inc. ("BOH"), dated as of December 1, 2025, each share of BOH common stock (other than certain excluded shares) outstanding immediately prior to the effective time of the merger of BOH with and into Issuer (the "Merger"), converted into the right to receive 0.1925 shares of Issuer common stock (the "Per Share Merger Consideration"). Further, pursuant to the terms of the Agreement, each restricted stock award in respect of shares of BOH common stock granted by BOH that was issued, outstanding and unexercised immediately prior to the effective time of the Merger converted into the right to receive the Per Share Merger Consideration. |