Form 4 for SHMD SCHMID Group N.V.
Accepted 2026-05-27 07:26:04 ET · period of report 2026-05-23 · accession 0002125050-26-000003 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2026-05-27 07:26 | 2026-05-23 | SHMD | Schmid Christian Mathias | CEO, Dir, 10% | A - Grant | $5.86 | +51.0K | 13.8K | New | +$299.0K |
| 2026-05-27 07:26 | 2026-05-23 | SHMD | Schmid Christian Mathias | CEO, Dir, 10% | J - Other | $7.33 | +1.27M | 1.27M | New | +$9.28M | |
| 2026-05-27 07:26 | 2026-05-23 | SHMD | Schmid Christian Mathias | CEO, Dir, 10% | D - Sale to Iss | $7.33 | +1.27M | 0 | New | +$9.28M | |
| I | 2026-05-27 07:26 | 2026-05-23 | SHMD | Schmid Christian Mathias | CEO, Dir, 10% | J - Other | $7.33 | +1.27M | 16.59M | +8% | +$9.28M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2026-05-23 | A | A | 37,150 | $5.86 | 37,150 | D | — | — | |
| 2 | Common | Ordinary Shares | 2026-05-23 | A | A | 13,840 | $5.86 | 13,840 | D | — | — | |
| 3 | Common | Ordinary Shares | 2026-05-23 | J | A | 1,265,322 | $7.33 | 1,265,322 | D | — | — | |
| 4 | Common | Ordinary Shares | 2026-05-23 | D | A | 1,265,322 | $7.33 | 0 | D | — | — | |
| 5 | Common | Ordinary Shares | 2026-05-23 | J | A | 1,265,322 | $7.33 | 16,585,322 | I By C. Schmid Beteiligung GmbH & Co. KG | — | — | (F1) The Reporting Person is the general partner and sole limited partner of C. Schmid Beteiligung GmbH & Co. KG, and only shareholder of the GmbH which acts as a general partner. The Reporting Person holds 16,585,322 Ordinary Shares of the Issuer via C. Schmid Beteiligung GmbH & Co. KG. Of that total 1,265,322 Ordinary Shares were issued to the Reporting Person on May 23, 2026 by the Board of Directors of the Issuer in exchange for the setting off of outstanding claims against Issuer group companies amounting to EUR 8,000,000. The Reporting Person assigned C. Schmid Beteiligung GmbH & Co. KG the interest in those shares and transferred them to the investment company on the same day.[CONTINUING FOOTNOTE 2] (F2) [FOLLOWING FOOTNOTE 1] On May 23, 2026, the Reporting Person received 37,150 Ordinary Shares as bonus compensation due to them for their work in a management capacity for the Issuer in fiscal year 2023, and 13,840 Ordinary Shares in connection with outstanding and unpaid board compensation claims for fiscal year 2025. The Reporting Person holds these securities directly. [CONTINUING FOOTNOTE3] (F3) [FOLLOWING FOOTNOTE 2] The contractual right to 2,500,000 earn-out shares, are also held by C. Schmid Beteiligung GmbH & Co. KG, but are not included in this total. The earn-out shares were issued in the Reporting Person's name and the rights thereto were transferred to C. Schmid Beteiligung GmbH & Co. KG, but the earn-out shares remain restricted and will not vest until the earn-out thresholds stipulated under the Earn-Out Agreement are reached by April 30, 2027. These thresholds are set at a share price of $15 and $18 reached for 20 days out of 30 respectively. The Reporting Person cannot dispose of, cannot exercise any voting rights and is not entitled to any distributions related to unvested earn-out shares |