Form 4 for SMCI Supermicro
Accepted 2026-08-19 16:47:02 ET · period of report 2026-08-17 · accession 0002135314-26-000010 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-08-19 16:47 | 2026-08-17 | SMCI | Malyala Vikranth | SVP, Chief Business Off | M - OptEx | — | +6,000 | 50.9K | +13% | — |
| D | 2026-08-19 16:47 | 2026-08-17 | SMCI | Malyala Vikranth | SVP, Chief Business Off | F - Tax | $38.28 | -3,053 | 47.9K | -6% | -$116.9K |
| D | 2026-08-19 16:47 | 2026-08-17 | SMCI | Malyala Vikranth | SVP, Chief Business Off | M - OptEx | $0.00 | -6,000 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-08-17 | M | A | 6,000 | — | 50,930 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. |
| 2 | Common | Common Stock | 2026-08-17 | F | D | 3,053 | $38.28 | 47,877 | D | — | — | (F2) Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act. |
| 3 | Derivative | Restricted Stock Units | 2026-08-17 | M | D | 6,000 | $0.00 | 0 | D | — · — to — | 6,000 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. (F3) Subject to the Reporting Person's continued service to SMCI, the restricted stock units vested in two equal tranches on August 17, 2026 and February 17, 2027. Vested units were settled in shares of SMCI common stock. (F3) Subject to the Reporting Person's continued service to SMCI, the restricted stock units vested in two equal tranches on August 17, 2026 and February 17, 2027. Vested units were settled in shares of SMCI common stock. |