InsiderTrades

Form 4 for BAFN BayFirst Financial Corp.

Accepted 2026-08-07 11:41:11 ET · period of report 2026-07-14 · accession 0002136327-26-000005 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
DMI 2026-08-07 11:41 2026-07-14 BAFN Rogers Alfred Tate Jr CEO, Pres, Dir S - Sale — +1.14M 691.4K New —
DMI 2026-08-07 11:41 2026-07-14 BAFN Rogers Alfred Tate Jr CEO, Pres, Dir C - Cnv Deriv — -400 0 -100% —

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2026-07-14 S A 148,564 — 148,564 I ATRJR IRA, LLC — — (F1) On July 14, 2025, the Company obtained shareholder approval to convert all outstanding shares of Series D Preferred Stock to shares of common stock and consummated the conversion. (F1) On July 14, 2025, the Company obtained shareholder approval to convert all outstanding shares of Series D Preferred Stock to shares of common stock and consummated the conversion.
2 Common Common Stock 2026-07-14 S A 279,986 — 279,986 I ATRJR, LLC — — (F1) On July 14, 2025, the Company obtained shareholder approval to convert all outstanding shares of Series D Preferred Stock to shares of common stock and consummated the conversion. (F1) On July 14, 2025, the Company obtained shareholder approval to convert all outstanding shares of Series D Preferred Stock to shares of common stock and consummated the conversion.
3 Common Common Stock 2026-07-14 S A 22,856 — 22,856 I BASS COLLECTIVE, LLC — — (F1) On July 14, 2025, the Company obtained shareholder approval to convert all outstanding shares of Series D Preferred Stock to shares of common stock and consummated the conversion. (F1) On July 14, 2025, the Company obtained shareholder approval to convert all outstanding shares of Series D Preferred Stock to shares of common stock and consummated the conversion.
4 Common Common Stock 2026-07-14 S A 691,394 — 691,394 I ATRJR ROTH, LLC — — (F1) On July 14, 2025, the Company obtained shareholder approval to convert all outstanding shares of Series D Preferred Stock to shares of common stock and consummated the conversion. (F1) On July 14, 2025, the Company obtained shareholder approval to convert all outstanding shares of Series D Preferred Stock to shares of common stock and consummated the conversion.
5 Derivative Series D Preferred Stock 2026-07-14 C D 52 — 0 I ATRJR IRA, LLC $0.00 · 2026-07-14 to — 148,564 Common Stock (F1) On July 14, 2025, the Company obtained shareholder approval to convert all outstanding shares of Series D Preferred Stock to shares of common stock and consummated the conversion. (F2) Upon conversion, all shares of Series D Preferred Stock were retired.
6 Derivative Series D Preferred Stock 2026-07-14 C D 98 — 0 I ATRJR, LLC $0.00 · 2026-07-14 to — 279,986 Common Stock (F1) On July 14, 2025, the Company obtained shareholder approval to convert all outstanding shares of Series D Preferred Stock to shares of common stock and consummated the conversion. (F2) Upon conversion, all shares of Series D Preferred Stock were retired.
7 Derivative Series D Preferred Stock 2026-07-14 C D 8 — 0 I BASS COLLECTIVE, LLC $0.00 · 2026-07-14 to — 22,856 Common Stock (F1) On July 14, 2025, the Company obtained shareholder approval to convert all outstanding shares of Series D Preferred Stock to shares of common stock and consummated the conversion. (F2) Upon conversion, all shares of Series D Preferred Stock were retired.
8 Derivative Series D Preferred Stock 2026-07-14 C D 242 — 0 I ATRJR ROTH, LLC $0.00 · 2026-07-14 to — 691,394 Common Stock (F1) On July 14, 2025, the Company obtained shareholder approval to convert all outstanding shares of Series D Preferred Stock to shares of common stock and consummated the conversion. (F2) Upon conversion, all shares of Series D Preferred Stock were retired.