Form 4 for KITT Nauticus Robotics, Inc.
Accepted 2026-07-14 18:37:12 ET · period of report 2026-06-01 · accession 0002143744-26-000003 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-07-14 18:37 | 2026-06-01 | KITT | RCB EQUITIES 1, LLC | 10% | C - Cnv Deriv | $1.80 | +555.6K | 815.4K | +214% | +$1.00M |
| D | 2026-07-14 18:37 | 2026-06-01 | KITT | RCB EQUITIES 1, LLC | 10% | S - Sale | $2.02 | -32.5K | 782.8K | -4% | -$65.8K |
| D | 2026-07-14 18:37 | 2026-06-01 | KITT | RCB EQUITIES 1, LLC | 10% | C - Cnv Deriv | — | 0 | 5.30M | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2026-06-01 | C | A | 555,556 | $1.80 | 815,368 | D | — | — | (F4) On June 1, 2026, RCB Equities #1, LLC converted $1,000,000 of the outstanding principal under the Senior Secured Term Loan Agreement dated September 18, 2023 (as amended by the Third Amendment dated June 1, 2026) into 555,556 shares of Common Stock at a conversion price of $1.80 per share. The conversion price of $1.80 per share was available for conversion notices delivered on or before June 15, 2026. Prior to this conversion, RCB Equities #1, LLC beneficially owned approximately 259,812 shares of Common Stock. |
| 2 | Common | COMMON STOCK | 2026-06-01 | S | D | 32,539 | $2.02 | 782,829 | D | — | — | (F5) On June 1, 2026, RCB Equities #1, LLC sold 32,539 shares of Common Stock in an open-market transaction at $2.021 per share. |
| 3 | Derivative | SENIOR SECURED TERM LOAN (09/23/2023, AS AMENDED) | 2026-06-01 | C | A | — | $1.80 | 5,300,000 | D | $1.80 · — to — | 555,556 COMMON STOCK, $0.0001 PAR VALUE | (F1) Immediately upon notice (F2) None (F3) Following the June 1, 2026 conversion of $1,000,000 of the Senior Secured Term Loan, the remaining outstanding balance of the term loan is subject to confirmation from the loan records. |