Santi Roque A
SEC CIK 1316254 · EDGAR
BoughtSold
Companies
| Ticker | Company | Title | Holding | Bought | Sold | Trades | First | Last |
|---|---|---|---|---|---|---|---|---|
| AX | Axos Financial, Inc. | Dir | 7,146 | — | $96.5K | 8 | 2023-09-15 | 2026-08-05 |
Most active insiders at AX, 12 months
| # | Insider | Title | Bought | Sold |
|---|---|---|---|---|
| 1 | Garrabrants Gregory | Pres, CEO, Dir | — | $4.29M |
| 2 | COURT JAMES JOHN | Dir | — | $1.13M |
| 3 | Constantine Thomas M | EVP, Chief Credit Off | — | $502.6K |
| 4 | Walsh Derrick | EVP, CFO | — | $490.5K |
| 5 | Nick Mosich | Dir | — | $346.9K |
| 6 | Bohlig Tamara N | Dir | — | $185.0K |
| 7 | Ratinoff Edward James | Dir | — | $181.4K |
| 8 | Watson Michael James | EVP, Head of Axos Securities | — | $138.5K |
| 9 | Santi Roque A | Dir | — | $96.5K |
| 10 | THIELE CANDACE L | EVP, Chief Administrative Offi | — | — |
Transactions 8
| X | Filed | Traded | Ticker | Company | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-08-07 10:42 | 2026-08-05 | AX | Axos Financial, Inc. | Santi Roque A | Dir | S - Sale | $105.30 | -500 | 7,146 | -7% | -$52.6K | |
| 2026-05-12 15:12 | 2026-05-08 | AX | Axos Financial, Inc. | Santi Roque A | Dir | S - Sale | $87.77 | -500 | 7,646 | -6% | -$43.9K | |
| D | 2025-11-18 | 2025-11-14 | AX | Axos Financial, Inc. | Santi Roque A | Dir | D - Sale to Iss | $79.12 | -2,144 | 8,146 | -21% | -$169.6K |
| D | 2025-11-18 | 2025-11-14 | AX | Axos Financial, Inc. | Santi Roque A | Dir | M - OptEx | $79.12 | +4,289 | 10.3K | +71% | +$339.3K |
| D | 2024-09-04 | 2024-08-31 | AX | Axos Financial, Inc. | Santi Roque A | Dir | M - OptEx | $69.43 | +6,000 | 9,000 | +200% | +$416.6K |
| D | 2024-09-04 | 2024-08-31 | AX | Axos Financial, Inc. | Santi Roque A | Dir | D - Sale to Iss | $69.43 | -2,999 | 6,001 | -33% | -$208.2K |
| D | 2023-09-18 | 2023-09-15 | AX | Axos Financial, Inc. | Santi Roque A | Dir | M - OptEx | $42.40 | +6,000 | 6,000 | New | +$254.4K |
| D | 2023-09-18 | 2023-09-15 | AX | Axos Financial, Inc. | Santi Roque A | Dir | D - Sale to Iss | $42.40 | -3,000 | 3,000 | -50% | -$127.2K |
Purchase Sale Sale after option exercise All abbreviations