Imperial Capital Asset Management, LLC
SEC CIK 2047704 · EDGAR
Companies
| Ticker | Company | Title | Holding | Bought | Sold | Trades | First | Last |
|---|---|---|---|---|---|---|---|---|
| GEG | Great Elm Group, Inc. | 10% | 1.10M | — | — | 2 | 2025-09-20 | 2026-03-03 |
Most active insiders at GEG, 12 months
| # | Insider | Title | Bought | Sold |
|---|---|---|---|---|
| 1 | Schwartz David W. | Dir | — | — |
| 2 | Smith Booker | Dir | — | — |
| 3 | Nathan Lloyd | Dir | — | — |
| 4 | Imperial Capital Asset Management, LLC | 10% | — | — |
| 5 | Milz Nichole | COO | — | — |
| 6 | Matter David | Dir | — | — |
| 7 | Davis Keri | CFO | — | — |
| 8 | Kleinman Adam M | Pres | — | — |
| 9 | Parmelee James P | Dir | — | — |
| 10 | Scheyer Eric J | Dir | — | — |
Transactions 2
| X | Filed | Traded | Ticker | Company | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-03-05 | 2026-03-03 | GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% | A - Grant | $0.00 | +27.0K | 1.10M | +3% | $0 | |
| 2025-09-23 | 2025-09-20 | GEG | Great Elm Group, Inc. | Imperial Capital Asset Management, LLC | 10% | A - Grant | $0.00 | +183.8K | 1.18M | +19% | $0 |
Purchase Sale Sale after option exercise All abbreviations