InsiderTrades

MERRILL LYNCH, PIERCE, FENNER & SMITH INC.

SEC CIK 728612 · EDGAR

Buying vs selling by month open-market trades, last 60 months, all 15 companies
BoughtSold

Companies

TickerCompanyTitleHoldingBoughtSoldTradesFirstLast
PMLPIMCO MUNICIPAL INCOME FUND II10% 65 $1,318 $1,324 42025-07-022026-03-13
NZFNuveen Municipal Credit Income Fund10% 0 $56.5K $56.7K 122024-12-032026-02-25
NADNuveen Quality Municipal Income Fund10% 6,374 $76.6K $76.4K 22026-01-022026-01-02
VKIInvesco Advantage Municipal Income Trust II10% 8,531 $77.5K $76.8K 22026-01-022026-01-02
NMZNUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND10% 0 $13.2K $13.4K 62024-12-032025-12-19
PNIPIMCO NEW YORK MUNICIPAL INCOME FUND II10% 0 $684.60 $684.60 22025-08-112025-08-11
FMNFederated Hermes Premier Municipal Income Fund10% 13 $55.7K $55.6K 42017-03-072025-04-09
NANNUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND10% 511 $18.3K $18.1K 22025-01-172025-01-17
EFREaton Vance Senior Floating-Rate Trust10% 44 $1,434 $1,521 22024-08-052024-08-05
GUTGABELLI UTILITY TRUST10% 0 $6,246 $6,254 22024-06-282024-06-28
MUABLACKROCK MUNIASSETS FUND, INC.10% 1,917 $51.1K $48.3K 22022-04-272022-04-29
VTNInvesco Trust for Investment Grade New York Municipals10% 0 $52.0K $81.1K 22019-08-232019-08-23
MUJBLACKROCK MUNIHOLDINGS NEW JERSEY QUALITY FUND, INC.10% 3,475 $129.9K $121.1K 22015-02-252015-02-25
PMMFRANKLIN MANAGED MUNICIPAL INCOME TRUST10% 0 $79.3K $107.1K 22013-03-132013-03-15
IQIInvesco Quality Municipal Income Trust10% 425 $10.1K $10.1K 22012-04-242012-04-24

Most active insiders at PML, 12 months

#InsiderTitleBoughtSold
1 Morris SonyaDir $74.9K—
2 Rappaport AlanDir $21.6K—
3 MERRILL LYNCH, PIERCE, FENNER & SMITH INC.10% $503.10$495.95
4 JPMorgan Chase Bank, N.A.10% ——

Transactions 48

Type
Reset
X Filed Traded Ticker Company Insider Title Type Price Qty Owned ΔOwn Value
I 2026-03-17 2026-03-13 PML PIMCO MUNICIPAL INCOME FUND II MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 10% P - Purchase $7.74 +65 65 New +$503.10
I 2026-03-17 2026-03-13 PML PIMCO MUNICIPAL INCOME FUND II MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 10% S - Sale $7.63 -65 0 -100% -$495.95
I 2026-02-27 2026-02-25 NZF Nuveen Municipal Credit Income Fund MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 10% S - Sale $12.97 -8 0 -100% -$103.76
I 2026-02-27 2026-02-25 NZF Nuveen Municipal Credit Income Fund MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 10% P - Purchase $12.88 +8 8 New +$103.04
I 2026-01-05 2026-01-02 NAD Nuveen Quality Municipal Income Fund MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 10% P - Purchase $12.01 +6,374 6,374 New +$76.6K
I 2026-01-05 2026-01-02 NAD Nuveen Quality Municipal Income Fund MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 10% S - Sale $11.99 -6,374 0 -100% -$76.4K
I 2026-01-05 2026-01-02 VKI Invesco Advantage Municipal Income Trust II MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 10% P - Purchase $9.08 +8,531 8,531 New +$77.5K
I 2026-01-05 2026-01-02 VKI Invesco Advantage Municipal Income Trust II MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 10% S - Sale $9.00 -8,531 0 -100% -$76.8K
I 2025-12-22 2025-12-19 NMZ NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 10% S - Sale $10.54 -1,000 0 -100% -$10.5K
I 2025-12-22 2025-12-19 NMZ NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 10% P - Purchase $10.32 +1,000 1,000 New +$10.3K
I 2025-10-10 2025-10-09 NMZ NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 10% P - Purchase $10.62 +190 190 New +$2,018
I 2025-10-10 2025-10-09 NMZ NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 10% S - Sale $10.62 -190 0 -100% -$2,018
MI 2025-10-07 2025-10-03 NZF Nuveen Municipal Credit Income Fund MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 10% S - Sale $12.57 -2,250 0 -100% -$28.3K
MI 2025-10-07 2025-10-03 NZF Nuveen Municipal Credit Income Fund MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 10% P - Purchase $12.53 +2,250 2,250 New +$28.2K
I 2025-10-01 2025-09-26 NZF Nuveen Municipal Credit Income Fund MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 10% S - Sale $12.40 -197 0 -100% -$2,443
I 2025-10-01 2025-09-26 NZF Nuveen Municipal Credit Income Fund MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 10% P - Purchase $12.40 +197 197 New +$2,443
I 2025-08-21 2025-08-19 NZF Nuveen Municipal Credit Income Fund MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 10% S - Sale $11.86 -2,100 0 -100% -$24.9K
MI 2025-08-21 2025-08-19 NZF Nuveen Municipal Credit Income Fund MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 10% P - Purchase $11.81 +2,100 1,400 New +$24.8K
I 2025-08-13 2025-08-11 PNI PIMCO NEW YORK MUNICIPAL INCOME FUND II MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 10% S - Sale $6.52 -105 0 -100% -$684.60
I 2025-08-13 2025-08-11 PNI PIMCO NEW YORK MUNICIPAL INCOME FUND II MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 10% P - Purchase $6.52 +105 105 New +$684.60
I 2025-07-07 2025-07-02 PML PIMCO MUNICIPAL INCOME FUND II MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 10% S - Sale $7.46 -111 0 -100% -$828.06
I 2025-07-07 2025-07-02 PML PIMCO MUNICIPAL INCOME FUND II MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 10% P - Purchase $7.34 +111 111 New +$814.74
I 2025-04-11 2025-04-09 FMN Federated Hermes Premier Municipal Income Fund MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 10% P - Purchase $10.85 +13 13 New +$141.05
MI 2025-04-11 2025-04-09 FMN Federated Hermes Premier Municipal Income Fund MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 10% S - Sale $10.89 -13 1 -93% -$141.58
I 2025-03-13 2025-03-11 NZF Nuveen Municipal Credit Income Fund MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 10% S - Sale $12.49 -1 0 -100% -$12.49
I 2025-03-13 2025-03-11 NZF Nuveen Municipal Credit Income Fund MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 10% P - Purchase $12.43 +1 1 New +$12.43
MI 2025-01-22 2025-01-17 NAN NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 10% S - Sale $11.24 -1,611 511 -76% -$18.1K
I 2025-01-22 2025-01-17 NAN NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 10% P - Purchase $11.37 +1,611 1,611 New +$18.3K
MI 2024-12-20 2012-04-24 IQI Invesco Quality Municipal Income Trust MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 10% S - Sale $13.94 -725 425 -63% -$10.1K
MI 2024-12-20 2012-04-24 IQI Invesco Quality Municipal Income Trust MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 10% P - Purchase $13.94 +725 725 New +$10.1K
MI 2024-12-20 2013-03-13+ PMM FRANKLIN MANAGED MUNICIPAL INCOME TRUST MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 10% S - Sale $7.46 -14.4K 0 -100% -$107.1K
MI 2024-12-20 2013-03-15+ PMM FRANKLIN MANAGED MUNICIPAL INCOME TRUST MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 10% P - Purchase $7.43 +10.7K 0 New +$79.3K
MI 2024-12-13 2019-08-23+ VTN Invesco Trust for Investment Grade New York Municipals MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 10% P - Purchase $13.73 +3,789 0 New +$52.0K
I 2024-12-13 2019-08-23 VTN Invesco Trust for Investment Grade New York Municipals MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 10% S - Sale $13.69 -5,921 0 -100% -$81.1K
MI 2024-12-13 2022-04-27+ MUA BLACKROCK MUNIASSETS FUND, INC. MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 10% S - Sale $11.90 -4,058 1,917 -68% -$48.3K
MI 2024-12-13 2022-04-29+ MUA BLACKROCK MUNIASSETS FUND, INC. MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 10% P - Purchase $12.01 +4,254 3,759 New +$51.1K
MI 2024-12-13 2015-02-25+ MUJ BLACKROCK MUNIHOLDINGS NEW JERSEY QUALITY FUND, INC. MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 10% S - Sale $13.77 -8,800 3,475 -72% -$121.1K
MI 2024-12-13 2015-02-25+ MUJ BLACKROCK MUNIHOLDINGS NEW JERSEY QUALITY FUND, INC. MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 10% P - Purchase $14.01 +9,275 5,575 New +$129.9K
MI 2024-12-13 2017-03-07+ FMN Federated Hermes Premier Municipal Income Fund MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 10% S - Sale $13.85 -4,007 292 -93% -$55.5K
MI 2024-12-13 2017-03-07+ FMN Federated Hermes Premier Municipal Income Fund MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 10% P - Purchase $13.86 +4,007 665 New +$55.6K
I 2024-12-06 2024-12-03 NZF Nuveen Municipal Credit Income Fund MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 10% P - Purchase $13.02 +75 75 New +$976.50
I 2024-12-06 2024-12-03 NZF Nuveen Municipal Credit Income Fund MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 10% S - Sale $13.03 -75 0 -100% -$977.25
I 2024-12-06 2024-12-03 NMZ NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 10% S - Sale $11.54 -75 0 -100% -$865.50
I 2024-12-06 2024-12-03 NMZ NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 10% P - Purchase $11.55 +75 75 New +$866.25
MI 2024-08-07 2024-08-05 EFR Eaton Vance Senior Floating-Rate Trust MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 10% S - Sale $13.11 -116 44 -72% -$1,521
I 2024-08-07 2024-08-05 EFR Eaton Vance Senior Floating-Rate Trust MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 10% P - Purchase $12.36 +116 116 New +$1,434
I 2024-07-02 2024-06-28 GUT GABELLI UTILITY TRUST MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 10% S - Sale $23.78 -263 0 -100% -$6,254
I 2024-07-02 2024-06-28 GUT GABELLI UTILITY TRUST MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 10% P - Purchase $23.75 +263 263 New +$6,246

Purchase Sale Sale after option exercise All abbreviations